OPEN TO THE PUBLIC INVESTING, INC.

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
36
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
127818
Registered since
January 2, 2004
Website
public.com

Firm profile

FINTRX

Overview

Open To The Public Investing, Inc. is a corporation that has been SEC-registered since 2004. The firm's ownership is recorded as a combination of a domestic entity and an individual. Public filings classify the adviser as "unclassified" and provide very limited detail about its client base, fee model, or specific advisory activities. The firm is not identified as a capital allocator, is not active on ESG initiatives, and is not listed as a multi-state adviser or a pension consultant. The snapshot also indicates it is not a related adviser and was not newly formed at the time of registration.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Stephen Sikes

    COOCRD 6912545

  • Emily Verlinde

    Chief Compliance OfficerCRD 5686644

Contacts

3 of 34
  • Mark Pelletier

    Sales ManagerCRD 6665439

  • John Carmichael

    Customer Experience RepresentativeCRD 7543528

  • John Broccoli

    Head of BrokerageCRD 4555223

Unlock 31 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
530 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth