Ninth Eternity Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
307492
Registered since
April 5, 2021

Firm profile

FINTRX

Overview

Ninth Eternity Securities LLC is organized as a limited liability company with an ownership structure listed as a combination of a foreign entity and an individual. Publicly available data on the firm is sparse: it is classified as "Unclassified" and provides no details about its advisory activities, fee models, client segments, or specific business lines. The record flags the firm as not being a multi-state adviser, not a pension consultant, and not a related adviser. The firm is also identified as not an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Steve Solano

    Steve Solano

    Chief Compliance OfficerCRD 1650853

  • Steven Qian

    Steven Qian

    Chief Executive OfficeCRD 2921286

Contacts

3 of 3
  • Richard Onesto

    Richard Onesto

    FinOpCRD 2453096

  • Yanyan Dong

    Director, Risk ManagementCRD 7215862

  • Jason Fong

    Jason Fong

    Vice PresidentCRD 6656813

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
40 Wall St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth