Ninth Eternity Securities LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
307492
Registered since
April 5, 2021

Firm profile

FINTRX

Overview

Ninth Eternity Securities LLC is organized as a limited liability company and is registered with the SEC in 2021. Ownership is reported as a mix of a foreign entity and an individual, and the firm is listed as unclassified in the available records. The snapshot data indicates the firm does not act as a capital allocator and is not identified as an active ESG investor. It is also not designated as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser in the provided fields. The firm has not supplied details about its business activities, advisory services, fee structure, or client base in the source material, nor has it provided information on affiliations or other operational activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Steve Solano

    Steve Solano

    Chief Compliance OfficerCRD 1650853

  • Steven Qian

    Steven Qian

    Chief Executive OfficeCRD 2921286

Contacts

2 of 2
  • Yanyan Dong

    Director, Risk ManagementCRD 7215862

  • Richard Onesto

    Richard Onesto

    FinOpCRD 2453096

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
40 Wall St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth