National Bank Of Canada Financial Inc.

Broker-DealerFINRA MemberEst. 1988
Total AUM
Advisory reps
147
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
22698
Registered since
September 9, 1988

Firm profile

FINTRX

Overview

National Bank Of Canada Financial Inc. is organized as a corporation and has been SEC-registered since 1988. The firm is classified in the data as an investment bank and is listed as owned by a combination of domestic entity and individual ownership. It is not identified as a capital allocator and is not flagged as an active ESG investor. The snapshot also indicates it is not a multi-state adviser, not newly formed, and does not serve in a pension consultant or related-adviser capacity according to the available records. The firm has provided little detail about specific business lines, advisory activities, client segments, or fee arrangements in the source record. That limited disclosure suggests the entity may primarily operate outside of traditional registered advisory activities or does not report retail AUM in the FINTRX dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Sean Healey

    Sean Healey

    President, CEOCRD 3218329

  • Etienne Dubuc

    Etienne Dubuc

    Co-President & Co-Chief Executive OfficerCRD 6628432

  • Katie Mcgowan

    Katie Mcgowan

    Chief Compliance OfficerCRD 5111849

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Contacts

3 of 143
  • Michael Brown

    Michael Brown

    DirectorCRD 7403961

  • Colleen Ha

    Colleen Ha

    Vice President, Fixed Income SalesCRD 8038479

  • Eric Bruce

    Eric Bruce

    Managing Director, Institutional EquitiesCRD 5430977

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
65 E 55th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth