National Bank of Canada Financial Inc.

Broker-DealerFINRA MemberEst. 1988
Total AUM
—
Advisory reps
149
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
22698
Registered since
September 9, 1988

Firm profile

FINTRX

Overview

National Bank of Canada Financial Inc. is organized as a corporation and is classified in the source data as an investment bank. The firm has been SEC-registered since 1988 and is listed with domestic/individual ownership. The profile data indicates the firm does not act as a capital allocator and is not identified as an active ESG investor. Several administrative flags are negative: it is not recorded as a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. The dataset supplied contains limited detail about business lines, fee schedules, or specific advisory activities. Because those fields are blank in the source, there is no firm-level description of client segments, typical services, or investment strategy to summarize beyond the classification and registration status.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Sean Healey

    Sean Healey

    President, CEOCRD 3218329

  • Yuri Grabovsky

    Yuri Grabovsky

    CFOCRD 4149242

  • Katie Mcgowan

    Katie Mcgowan

    Chief Compliance OfficerCRD 5111849

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Contacts

3 of 145
  • Michael Buchanan

    Senior Compliance OfficerCRD 2575526

  • Paul Schoffelen

    Paul Schoffelen

    DirectorCRD 1832235

  • Jacqueline Cavuoto

    Jacqueline Cavuoto

    Director Global MarketsCRD 1858408

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
65 E 55th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth