Nassau Street Securities, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 339050
- Registered since
- June 8, 2026
Firm profile
FINTRXOverview
Nassau Street Securities, LLC is organized as a limited liability company and is recorded in FINTRX as having SEC registration in 2026. The firm is listed as owned by a domestic entity and an individual and is classified as “Unclassified” in the snapshot data. FINTRX contains only basic registry fields for the firm; the firm has not provided descriptive material about its investment strategies, client segments, fee schedule, or advisory services. The snapshot flags several negative responses: the firm is not designated as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and is not a pension consultant. It is also not identified as a related adviser to another firm.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Steven Manning
Chief Compliance OfficerCRD 4470995

Jay Proffitt
Chief Compliance OfficerCRD 3176046
Contacts
3 of 6
Timothy Morgan
Managing Director & PartnerCRD 1312743

Gary Shields
Registered RepresentativeCRD 1801889

John Chamorro
Senior Vice PresidentCRD 7313345
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 40 Wall St
- Time zone
- ET (UTC-5)
- Office locations
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