Nassau Street Securities, LLC

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
339050
Registered since
June 8, 2026

Firm profile

FINTRX

Overview

Nassau Street Securities, LLC is organized as a limited liability company and is recorded in FINTRX as having SEC registration in 2026. The firm is listed as owned by a domestic entity and an individual and is classified as “Unclassified” in the snapshot data. FINTRX contains only basic registry fields for the firm; the firm has not provided descriptive material about its investment strategies, client segments, fee schedule, or advisory services. The snapshot flags several negative responses: the firm is not designated as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and is not a pension consultant. It is also not identified as a related adviser to another firm.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Steven Manning

    Steven Manning

    Chief Compliance OfficerCRD 4470995

  • Jay Proffitt

    Jay Proffitt

    Chief Compliance OfficerCRD 3176046

Contacts

3 of 6
  • Timothy Morgan

    Timothy Morgan

    Managing Director & PartnerCRD 1312743

  • Gary Shields

    Gary Shields

    Registered RepresentativeCRD 1801889

  • John Chamorro

    John Chamorro

    Senior Vice PresidentCRD 7313345

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
40 Wall St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth