CAIS CAPITAL LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 154512
- Registered since
- March 16, 2011
- Website
- www.caisgroup.com
Firm profile
FINTRXOverview
Cais Capital LLC is organized as a limited liability company and is SEC-registered (registration year 2011). The firm's ownership is reported as a combination of a domestic entity and an individual. The dataset classifies the adviser as "Unclassified" and records several negative flags: it is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser. The firm did not provide information on its advisory or business activities, client segments, or fee structure in the supplied data.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4MATTHEW BROWN
Founder and CEOCRD 2160159
TIMOTHY SHANNON
President, Chief Financial OfficerCRD 4461906
BRADLEY WALKER
Chief Client OfficerCRD 5000838
Contacts
3 of 97Dallas McCarthy
AssociateCRD 7501310
Mitch McHale
Registered RepresentativeCRD 7516832
BRIANNA GOSSELIN
Senior AssociateCRD 6304058
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 527 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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