CAIS CAPITAL LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
101
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
154512
Registered since
March 16, 2011

Firm profile

FINTRX

Overview

Cais Capital LLC is organized as a limited liability company and is SEC-registered (registration year 2011). The firm's ownership is reported as a combination of a domestic entity and an individual. The dataset classifies the adviser as "Unclassified" and records several negative flags: it is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser. The firm did not provide information on its advisory or business activities, client segments, or fee structure in the supplied data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • MATTHEW BROWN

    Founder and CEOCRD 2160159

  • TIMOTHY SHANNON

    President, Chief Financial OfficerCRD 4461906

  • BRADLEY WALKER

    Chief Client OfficerCRD 5000838

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Contacts

3 of 97
  • Dallas McCarthy

    AssociateCRD 7501310

  • Mitch McHale

    Registered RepresentativeCRD 7516832

  • BRIANNA GOSSELIN

    Senior AssociateCRD 6304058

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
527 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth