Axiom Capital Management, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
19
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
26580
Registered since
June 22, 1990

Firm profile

FINTRX

Overview

Axiom Capital Management, Inc. is organized as a corporation and classified in the FINTRX snapshot as an investment bank with individual ownership. The firm does not present itself as a capital allocator and is not identified as an active ESG investor, multi-state adviser, pension consultant, or related adviser. FINTRX does not list specific business activities, advisory services, fee schedules, or client segments for the firm, so its public profile reads more like a corporate broker/dealer or investment-banking entity than a traditional discretionary wealth manager. Because the firm has provided limited detail on its services and target clients, there is little public information about how it positions itself in the market, what types of mandates it accepts, or whether it offers ongoing portfolio management versus transactional or capital markets services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Liam Dalton

    Liam Dalton

    CEO and Chief Investment OfficerCRD 1327801

  • Eric Miller

    Chief Compliance OfficerCRD 2200698

  • David Wright

    David Wright

    Chief Financial OfficerCRD 6023564

Contacts

3 of 16
  • John Lemak

    John Lemak

    Registered RepresentativeCRD 845891

  • Maria Dichiara

    Maria Dichiara

    Executive Vice PresidentCRD 1751312

  • Richard Benjamin

    Registered RepresentativeCRD 18127

Unlock 13 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
350 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth