MCM Securities LLC

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Troy, New York
CRD number
41571
Registered since
February 19, 1997

Firm profile

FINTRX

Overview

MCM Securities LLC is organized as a limited liability company that has been SEC-registered since 1997. FINTRX lists the owner type as a domestic entity and individual, but the firm is otherwise unclassified in terms of business model and client segment. The profile contains few operational details: the firm is not identified as a capital allocator, is not marked as an active ESG investor, and is not designated as a multi-state or newly formed adviser. There are no disclosed advisory, pension consulting, or related-adviser relationships in the available record. Reporting from the data set is sparse about services, target clients, or investment approach, which limits visibility into how the firm positions itself in the wealth-management or capital-allocation marketplace.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • John Peterson

    CRD 2096386

  • Tracey Poissant

    CRD 6965068

  • Richard Mattera

    FinOpCRD 2246513

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Troy, NY

Rensselaer

Location

Troy, NY

Headquartered in Troy, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Rensselaer
Address
1609 6th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth