Market Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
15
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
283701
Registered since
October 17, 2016

Firm profile

FINTRX

Overview

Market Securities, LLC is organized as a limited liability company with ownership described as a combination of a domestic entity and an individual. FINTRX classifies the firm as "Unclassified" and its profile indicates it does not serve as a capital allocator. The record also flags the firm as not being an active ESG investor, not registered as a multi-state adviser, not newly formed, not a pension consultant, and not marked as a related adviser. The FINTRX snapshot contains limited operational detail: fields for client base, fee structure, business activities, and advisory activities are not populated in the available profile. Because those items are blank, there is no disclosed information in the record about the firm’s target clients, fee model, or specific advisory services.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Erin Baskett

    Erin Baskett

    Chief Compliance OfficerCRD 4538604

Contacts

3 of 14
  • Jack Faller

    Jack Faller

    FinOpCRD 1883661

  • Stephen Grahling

    Head of TradingCRD 2306943

  • Melissa Costine

    Melissa Costine

    CCOCRD 2646983

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
75 Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth