Kingsrock Securities LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 325143
- Registered since
- September 13, 2023
Firm profile
FINTRXOverview
Kingsrock Securities LLC is a limited liability company that registered with the SEC in 2023 and is classified as an investment bank. Ownership is listed as a mix of a domestic entity and an individual. The firm does not present itself as a capital allocator or as an active ESG investor, nor is it identified as a multi-state adviser, pension consultant, or related adviser. Public disclosure in the dataset is sparse: the firm has not supplied details on fee schedules, client segments, specific business lines, or advisory activities. That combination of an investment-bank classification and limited reporting is consistent with a firm focused on transactional or placement activities rather than retail or institutional asset management.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Patrick Harris
Chief Compliance OfficerCRD 5748909
Contacts
3 of 28
Kevin Huang
DirectorCRD 6858839

J. Kelly
Managing DirectorCRD 4374049

John Bishop
Managing Director, Corporate FinanceCRD 1882456
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 900 3rd Ave
- Time zone
- ET (UTC-5)
- Office locations
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