Kingsrock Securities LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
29
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
325143
Registered since
September 13, 2023

Firm profile

FINTRX

Overview

Kingsrock Securities LLC is organized as a limited liability company and is classified as an investment bank. The firm registered with the SEC in 2023. Ownership is indicated as a combination of a domestic entity and an individual. The publicly reported profile marks the firm as not being a capital allocator and not an active ESG investor. It is not listed as a multi-state adviser, pension consultant, or related adviser. Reporting on business model details is limited in the available dataset: standard fields such as fee structure, client segmentation, and specific advisory or brokerage activities were not disclosed.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Patrick Harris

    Chief Compliance OfficerCRD 5748909

Contacts

3 of 28
  • Kevin Huang

    Kevin Huang

    DirectorCRD 6858839

  • J. Kelly

    J. Kelly

    Managing DirectorCRD 4374049

  • John Bishop

    John Bishop

    Managing Director, Corporate FinanceCRD 1882456

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
900 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth