JOULE FINANCIAL, LLC

RIASEC RegisteredEst. 2022
Total AUM
$479M
Discretionary
$479M
100% of AUM
Avg account
$219K
Accounts
2,181
Employees
8
Advisory reps
11

Firm details

Headquarters
Lexington, Kentucky
CRD number
320791
Registered since
May 13, 2022
Website
joulefinancial.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI65.74%
  • Individuals32.48%
  • Charitable Organizations0.68%
  • Pension & Profit Sharing Plans0.61%
  • Insurance Companies0.49%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Joule Financial, LLC is an SEC-registered limited liability company that provides fee-based wealth management primarily to individuals and families. The firm charges a mix of percentage-of-AUM and fixed fees and lists core advisory services as financial planning, portfolio management for individuals and small businesses, pension consulting and selection of other advisers. It identifies itself as a capital allocator and maintains industry relationships that include broker-dealers, other investment advisers, trust companies and insurance companies. Joule does not characterize itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 77%, Exchange Traded Equities 13%, US Government Bonds 5%, Cash & Cash Equivalents 5%77%
  • Private Funds77%
  • Exchange Traded Equities13%
  • US Government Bonds5%
  • Cash & Cash Equivalents5%

Owners & executives

3 of 3

  • ANGELA OSBORNE

    Chief Operating OfficerCRD 4222939

  • DANIEL CZULNO

    COOCRD 5898394

  • STACY HOWELL-PEREIRA

    Chief Compliance OfficerCRD 5191943

Contacts

3 of 8

  • Andrew Durant

    Investment Advisor RepresentativeCRD 8104045

  • Allison Howard

    Junior Financial PlannerCRD 7832160

  • Robert Bunting

    Operations AssociateCRD 8018936

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 52

Active vs passive

$343M in ETFs

Passive

100%

$343M

Active

0%

$343K

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL BOND MARKET INDEX FUND (BND)VanguardPassiveIntermediate Core Bond$67.6M917,59519.68%
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Location

Primary office

Lexington, KY

FAYETTE

Location

Lexington, KY

Headquartered in Lexington, KY, anchoring the Lexington-Fayette--Richmond--Frankfort, KY metro in the South.

Metro area
Lexington-Fayette--Richmond--Frankfort, KY
Region
South
County
FAYETTE
Address
998 Governors Ln
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth