Investments & Financial Planning, LLC

RIASEC RegisteredEst. 2020

Total AUM

$319M

Discretionary

$319M

100% of AUM

Avg account

$179K

Accounts

1,780

Employees

Advisory reps

Firm details

Headquarters: Lexington, Kentucky
CRD number: 164333
Registered since: July 14, 2020
Website: www.investfp.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals74.11%
HNWI25.61%
Charitable Organizations0.28%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Investments & Financial Planning, LLC is an independent, owner-operated registered investment adviser that registered with the SEC in 2020 and operates as a limited liability company. The firm serves both individual and family clients as well as institutional and business clients. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Advisory capabilities listed by the firm encompass comprehensive financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting services, and educational seminars or workshops. The firm does not identify as an active ESG investor and is not described as a multi-state adviser or a capital allocator.