Dupree Financial Group, LLC
Firm details
- Headquarters
- Lexington, Kentucky
- CRD number
- 131091
- Registered since
- June 4, 2010
- Website
- www.dupreefinancial.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI55.51%
- Individuals44.49%
- Services
- Portfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Dupree Financial Group, LLC is an independent, owner-operated RIA structured as a limited liability company. The firm is SEC-registered (registered in 2010) and positions itself primarily as a wealth manager for individuals and families, charging fees as a percentage of assets under management. Its advisory activities focus on discretionary portfolio management for individuals and small businesses and on selecting third‑party advisers and managers. The firm acts as a capital allocator — deploying client capital into external funds and managers — and is not identified as an active ESG investor or as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- US Government Bonds16%
- Cash & Cash Equivalents10%
Contacts
3 of 7
Micheal Johnson
Investment Advisor RepresentativeCRD 5209931
Thomas Dupree
Owner, ManagerCRD 860749
Thomas Dupree
Investment Advisor RepresentativeCRD 6992220
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 15Active vs passive
$15.9M in ETFs
72%
$11.5M
4%
$4.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG) | Vanguard | $3.8M | 16,331 | 23.94% |
Location
Lexington, KY
Fayette
Location
Lexington, KY
Headquartered in Lexington, KY, anchoring the Lexington-Fayette--Richmond--Frankfort, KY metro in the South.
- Metro area
- Lexington-Fayette--Richmond--Frankfort, KY
- Region
- South
- County
- Fayette
- Address
- 237 E Main St
- Time zone
- CT (UTC-6)
- Office locations
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