Dupree Financial Group, LLC
Firm details
- Headquarters
- Lexington, Kentucky
- CRD number
- 131091
- Registered since
- June 4, 2010
- Website
- www.dupreefinancial.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI55.51%
- Individuals44.49%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Dupree Financial Group, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating under individual ownership. The firm focuses on portfolio management for individuals and small businesses and bills clients on a percentage-of-assets-under-management basis. Dupree does not act as a capital allocator or pension consultant; its business centers on discretionary wealth management for individual and family clients rather than running pooled investment vehicles or multi-client funds. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- US Government Bonds16%
- Cash & Cash Equivalents10%
Owners & executives
1 of 1William Ambrose
Chief Compliance OfficerCRD 6619845
Contacts
3 of 7
Thomas Dupree
Owner, ManagerCRD 860749
James Dupree
AnalystCRD 8020926
Michael Dawahare
AdvisorCRD 4823237
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 17Active vs passive
$21M in ETFs
77%
$16.1M
5%
$4.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $4.8M | 6,534 | 22.96% |
Location
Lexington, KY
Fayette
Location
Lexington, KY
Headquartered in Lexington, KY, anchoring the Lexington-Fayette--Richmond--Frankfort, KY metro in the South.
- Metro area
- Lexington-Fayette--Richmond--Frankfort, KY
- Region
- South
- County
- Fayette
- Address
- 237 E Main St
- Time zone
- CT (UTC-6)
- Office locations
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