ALPHA FINANCIAL PARTNERS LLC

RIASEC RegisteredEst. 2020
Total AUM
$460M
Discretionary
$442M
96% of AUM
Avg account
$323K
Accounts
1,424
Employees
7
Advisory reps
5

Firm details

Headquarters
Lexington, Kentucky
CRD number
306639
Registered since
January 2, 2020
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI57.61%
  • Pension & Profit Sharing Plans25.05%
  • Individuals17.34%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Alpha Financial Partners LLC is an independent registered investment adviser that began SEC registration in 2020. The firm serves individual and family clients as well as institutional accounts, offering financial planning, portfolio management for individuals and small businesses, pension consulting support, and selection of other advisers. It operates as a capital allocator and charges clients via a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Alpha is not identified as an ESG-focused manager and is described as a single-state adviser in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 41%, Exchange Traded Equities 39%, Cash & Cash Equivalents 9%, Other 7%, Investment Grade Corp Bonds 2%, US Government Bonds 1%, State & Local Bonds 1%41%
  • Public Funds/Mutual Funds41%
  • Exchange Traded Equities39%
  • Cash & Cash Equivalents9%
  • Other7%
  • Investment Grade Corp Bonds2%

Contacts

3 of 5
  • Emily Nelson

    Director of Retirement Plan ServicesCRD 7775424

  • AARON AMMERMAN

    Co-Founder & PartnerCRD 2178388

  • GREGORY TURCOTTE

    Co-Founder & CCOCRD 5562095

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 65

Active vs passive

$160M in ETFs

Passive

75%

$119M

Active

12%

$40.6M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$45M68,96428.20%

Location

Primary office

Lexington, KY

FAYETTE

Location

Lexington, KY

Headquartered in Lexington, KY, anchoring the Lexington-Fayette--Richmond--Frankfort, KY metro in the South.

Metro area
Lexington-Fayette--Richmond--Frankfort, KY
Region
South
County
FAYETTE
Address
319 Cedar St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth