FWG Investments, LLC

RIASEC RegisteredEst. 2018

Total AUM

$349M

Discretionary

$349M

100% of AUM

Avg account

$98.8K

Accounts

3,534

Employees

Advisory reps

Firm details

Headquarters: Lexington, Kentucky
CRD number: 284064
Registered since: April 26, 2018
Website: thefamilywealthgroup.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals84.16%
HNWI11.7%
Pension & Profit Sharing Plans2.67%
Corporations / Businesses1.27%
Charitable Organizations0.2%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

FWG Investments, LLC is an independent registered investment adviser formed in 2018 that serves both individual/family and institutional clients. The firm operates as a limited liability company with a domestic ownership structure and positions itself as a capital allocator — it selects and allocates to third‑party managers in addition to providing direct portfolio management. Its client engagement model includes fee‑based arrangements charged as a percentage of assets under management and fixed fees. Core advisory activities listed in regulatory filings include financial planning, portfolio management for individuals and small businesses, manager selection, publishing periodicals or newsletters, and running educational seminars or workshops. FWG does not describe itself as an active ESG investor and indicates limited multi‑state adviser status.