Huntwicke Securities, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
—
Advisory reps
17
Avg account
$0

Firm details

Headquarters
Topsfield, Massachusetts
CRD number
146993
Registered since
October 9, 2008

Firm profile

FINTRX

Overview

Huntwicke Securities, LLC is organized as a limited liability company and appears in SEC records dating back to 2008. Ownership is listed as a combination of a domestic entity and an individual. The firm’s regulatory snapshot classifies the business as unclassified and indicates it does not operate as a capital allocator. The available profile provides limited detail about the firm’s service model. The snapshot flags that Huntwicke Securities is not an active ESG investor, is not registered as a multistate adviser, and is not a pension consultant or related adviser. Fields for fee structure, client base, and specific advisory activities are not filled in the summary data supplied.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Peter Mulholland

    Peter Mulholland

    Chief Investment OfficerCRD 2213796

Contacts

3 of 16
  • James Baga

    James Baga

    Investment AdvisorCRD 1691122

  • Brian Woodland

    Brian Woodland

    PresidentCRD 2263508

  • Peter Finnegan

    Peter Finnegan

    PresidentCRD 1336798

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Topsfield, MA

Essex

Location

Topsfield, MA

Headquartered in Topsfield, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Essex
Address
7 Grove St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth