HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED
Firm details
- Headquarters
- LONDON,
- CRD number
- 154700
- Registered since
- October 12, 2010
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Pooled Investment Vehicles82.84%
- Banking / Thrift Institutions7.53%
- Insurance Companies6.1%
- State / Municipal Government2.32%
- Pension & Profit Sharing Plans0.72%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
HSBC Global Asset Management (UK) Limited is the UK arm of a global asset manager that acts as a capital allocator across institutional and pooled-product mandates. The firm is structured as a corporation, registered with the SEC since 2010, and operates with a mix of fee models (percentage of AUM, fixed fees and performance-based fees). Its client focus is primarily institutional, but its advisory activities span portfolio management for individuals and small businesses, pooled investment vehicles, and businesses or institutions, plus the selection of other advisers. Investment activity shows a clear tilt toward listed equities: the firm reports a stated preference for equities and a sizable allocation to exchange-traded instruments. HSBC Global Asset Management (UK) Limited is also an active ESG investor, integrating environmental, social and governance considerations into its investment process. Its regulatory and industry affiliations — which include broker-dealer, other adviser roles, CPO/CTA and banking/trust/insurance links — support a multi-product capability set and the ability to deliver bespoke solutions across public markets and pooled structures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities69%
- Private Funds14%
- Investment Grade Corp Bonds8%
- Derivatives6%
- Cash & Cash Equivalents2%
Owners & executives
3 of 5Ujen PRADHAN
Chief Finance OfficerCRD 8141363
Daniel Rudd
Chief Executive OfficerCRD 8141350
NATASHA CORK
Chief Risk and Compliance OfficerCRD 5882605
Contacts
3 of 3Jonathan Beater
Company SecretaryCRD 7340202
MICHAEL MILNE
CRD 8246785
BERNICE COLE
Managing AssociateCRD 7525386
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
LONDON, null
Location
LONDON, null
Headquartered in LONDON, null.
- Address
- 8 Canada Sq
- Office locations
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