CAPITAL BANK AND TRUST COMPANY

RIASEC RegisteredEst. 2014

Total AUM

$139B

Discretionary

$139B

100% of AUM

Avg account

$241M

Accounts

579

Employees

121

Advisory reps

Firm details

Headquarters: IRVINE, California
CRD number: 170017
Registered since: February 26, 2014
Website: www.capitalbank.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM
Client types: Pooled Investment Vehicles97.17%
HNWI2.42%
Charitable Organizations0.41%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Capital Bank And Trust Company operates as a bank and trust company that also performs adviser and commodity pool/CTA functions. The firm has been SEC-registered since 2014 and serves both individual & family clients and institutional clients. Its fee model is percentage-of-assets-under-management, and it identifies as an active ESG investor. Advisory services include portfolio management for pooled investment vehicles and for businesses or institutions. The firm is affiliated with a range of industry roles — broker-dealer, other investment adviser, CPO/CTA, trust company, insurance company, and sponsor/GP/managing member of pooled vehicles — and is reported as a related adviser to other entities.