Capital Bank and Trust Company
Firm details
- Headquarters
- Irvine, California
- CRD number
- 170017
- Registered since
- February 26, 2014
- Website
- www.capitalbank.com
- Custodians
- THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM
- Client types
- Pooled Investment Vehicles98.19%
- HNWI1.57%
- Charitable Organizations0.24%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Capital Bank and Trust Company is an institutional RIA operating within a bank and trust company structure. It is SEC-registered (registration year 2014) and is owned by an individual. The firm provides trust and custody services alongside advisory roles that include portfolio management for pooled investment vehicles and for businesses or institutional clients. It also performs CPO/CTA activities and is affiliated with broker-dealers, insurance companies and sponsor/GP roles for pooled vehicles. Clients include both high-net-worth individuals and families as well as institutional investors; the primary fee model is a percentage of AUM. The firm identifies as an active ESG investor and maintains at least one related adviser entity.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds69%
- Exchange Traded Equities21%
- State & Local Bonds3%
- Cash & Cash Equivalents3%
- Non-Exchange Traded Equities2%
Owners & executives
1 of 1Matthew Knihtila
Chief Compliance OfficerCRD 4903485
Contacts
2 of 2Susi Silverman
DirectorCRD 5336044

Kevin Saks
Director And PresidentCRD 5503869
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Irvine, CA
Orange
Location
Irvine, CA
Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 6455 Irvine Center Dr
- Time zone
- PT (UTC-8)
- Office locations
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