L&G - ASSET MANAGEMENT, AMERICA

RIASEC RegisteredEst. 2009
Total AUM
$267B
Discretionary
$267B
100% of AUM
Avg account
$482M
Accounts
554
Employees
262
Advisory reps
8

Firm details

Headquarters
CHICAGO, Illinois
CRD number
149156
Registered since
January 8, 2009
Custodians
CITI PRIVATE BANK, THE BANK OF NEW YORK MELLON, NORTHERN TRUST SECURITIES
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Other Investment Advisers54.86%
  • Pooled Investment Vehicles17.65%
  • Pension & Profit Sharing Plans14.95%
  • Insurance Companies4.49%
  • Investment Companies4.05%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

L&G - Asset Management, America is the U.S. arm of a corporate asset manager that serves primarily institutional clients. The firm operates as a portfolio manager for investment companies, pooled investment vehicles and institutional balance sheets, and it also functions in CPO/CTA capacities. Its mandate set includes traditional discretionary portfolio management as well as vehicles that carry performance-based and fixed fees. L&G - Asset Management, America flags itself as an active ESG investor and is classified in FINTRX as a hedge fund/other fund provider rather than a capital allocator. The firm has business ties that span sponsor/GP roles, insurance-company relationships and other registered-investment-adviser activities, indicating it both runs proprietary pooled vehicles and allocates capital into third-party structures. Fee schedules cover percentage-of-AUM arrangements alongside fixed and incentive components, consistent with its mix of institutional mandates and private funds.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Investment Grade Corp Bonds 25%, US Government Bonds 13%, Non-Investment Grade Corp Bonds 5%, Other 3%, Cash & Cash Equivalents 2%, State & Local Bonds 1%50%
  • Exchange Traded Equities50%
  • Investment Grade Corp Bonds25%
  • US Government Bonds13%
  • Non-Investment Grade Corp Bonds5%
  • Other3%

Owners & executives

3 of 3
  • PAT RYAN

    Chief Financial OfficerCRD 6454657

  • JED PLAFKER

    U.S. Chief Executive OfficerCRD 2793695

  • JASON SHOUP

    Chief Investment OfficerCRD 5055947

Contacts

3 of 5
  • DONALD ANDREWS

    Head of DistributionCRD 4599796

  • Kristina St. Charles

    General CounselCRD 7678019

  • ABIGAIL MARFURT

    Head of Human ResourcesCRD 5184723

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
71 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth