Hightower Advisors, LLC
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 145323
- Registered since
- October 3, 2008
- Website
- hightoweradvisors.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI79.28%
- Individuals10.83%
- Corporations / Businesses7.95%
- Charitable Organizations1.4%
- Pension & Profit Sharing Plans0.4%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Hightower Advisors, LLC is an independent registered investment advisor organized as an LLC and operating since 2008. The firm positions itself as a capital allocator and adviser to both high-net-worth individuals/families and institutional clients. Its advisory services span comprehensive financial planning, portfolio management for individuals and pooled vehicles, pension consulting, and the selection of sub-advisers. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed fees. Public-facing recognition includes repeated placement on Barron’s Top 100 RIA list (multiple years), inclusion in the Financial Times Top 300, a Forbes Top RIA listing, and several Citywire and AdvisorHub acknowledgements for growth and market visibility. Hightower reports it is not an active ESG investor. It maintains industry affiliations across broker-dealers, trust companies, insurance firms, and sponsors or managing members of pooled vehicles, reflecting a multi-faceted business model that combines advisory, custody relationships, and sponsorship roles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds41%
- Exchange Traded Equities30%
- Cash & Cash Equivalents7%
- US Government Bonds6%
- State & Local Bonds6%
Owners & executives
3 of 64
Matthew Harris
Chief Investment OfficerCRD 5072932

Samantha Waters
Partner and COOCRD 5090506

Jake Falcon
Founder and CEO, Wealth AdvisorCRD 5100438
Contacts
3 of 988
Danielle Margulis
Lead Financial PlannerCRD 5643629

Laurie Adams
Wealth Management AdvisorCRD 5650164

Pamela Stearns
Wealth AdvisorCRD 5656401
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,847Active vs passive
$56.6B in ETFs
76%
$43.1B
19%
$13.5B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $2.5B | 3,272,035 | 4.33% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 200 W Madison St
- Time zone
- CT (UTC-6)
- Office locations
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