Vanguard Global Advisers, LLC

RIASEC Registered
Total AUM
$250B
Discretionary
$250B
100% of AUM
Avg account
$3.2B
Accounts
78
Employees
315
Advisory reps
5

Firm details

Headquarters
Malvern, Pennsylvania
CRD number
164593
Registered since
July 23, 2012
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Vanguard Global Advisers, LLC is an institutional registered investment adviser that manages assets on behalf of institutional clients and pooled vehicles. The firm operates as a capital allocator and charges fees based on a percentage of assets under management. Its regulatory filings list CPO/CTA activity and advisory responsibilities that include direct portfolio management for pooled investment vehicles and the selection of third‑party managers. Vanguard Global Advisers identifies as an active ESG investor and is structured as a limited liability company that registered with the SEC in 2012. The adviser’s client base is institutional rather than retail, and it performs sponsor and managing‑member roles for pooled vehicles while also maintaining a broad set of industry affiliations spanning broker‑dealer, trust, banking, insurance, and municipal advisory activities. Vanguard Global Advisers is not designated as a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Gregory Davis

    Gregory Davis

    President, Chief Investment OfficerCRD 2416369

  • Carrie Simons

    Chief Financial OfficerCRD 2827235

Contacts

3 of 3
  • Sujatha Srinivasan

    Sujatha Srinivasan

    PrincipalCRD 4435862

  • Laura Merianos

    Laura Merianos

    ManagerCRD 7470787

  • Katherine Pope

    CCOCRD 5772339

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 9

Active vs passive

$54.1B in ETFs

Passive

95%

$51.5B

Active

0%

$2.5B

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$28.3B41,269,84852.41%

Location

Primary office

Malvern, PA

Chester

Location

Malvern, PA

Headquartered in Malvern, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Chester
Address
100 Vanguard Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth