Cetera Investment Advisers LLC

RIASEC Registered

Total AUM

$257B

Discretionary

$209B

81% of AUM

Avg account

$316K

Accounts

813,961

Employees

10,251

Advisory reps

10,422

Firm details

Headquarters: Schaumburg, Illinois
CRD number: 105644
Registered since: January 13, 1984
Website: www.ceteraholdings.com
Custodians: ONE PERSHING PLAZA, NATIONAL FINANCIAL SERVICES LLC, CETERA INVESTMENT SERVICES LLC, 211 MAIN STREET
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals68.36%
HNWI27.19%
Corporations / Businesses2.31%
Pension & Profit Sharing Plans1.34%
Charitable Organizations0.75%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Cetera Investment Advisers LLC is a non-independent retail RIA organized as an LLC and has been registered with the SEC since 1984. The firm acts as a capital allocator for both individual and family clients and institutional mandates, offering fee arrangements that include percentage-of-AUM, hourly billing, and fixed fees. Its advisory capabilities cover financial planning, portfolio management for individuals/small businesses and for businesses or institutions, pension consulting, manager selection, and educational seminars. The firm maintains multiple industry affiliations, including relationships with broker-dealers, trust companies, insurance companies, and municipal advisory roles. Cetera does not identify as an active ESG investor.