Hill Securities LLC

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
338653
Registered since
June 15, 2026

Firm profile

FINTRX

Overview

Hill Securities LLC is organized as a limited liability company and is recorded in FINTRX as an SEC-registered adviser with a 2026 registration year. The database identifies ownership as a combination of a domestic entity and an individual and classifies the firm as "unclassified." The snapshot flags Hill Securities LLC as not being a capital allocator, not active on ESG initiatives, and not operating as a multi-state adviser; it is also not flagged as a newly formed adviser in the dataset. The firm did not supply descriptive entries for its advisory or business activities, fee model, or target client segments in the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Patrick Shea

    Patrick Shea

    CEO & PresidentCRD 838154

Contacts

3 of 6
  • James Okun

    Managing PartnerCRD 6342214

  • Carter Nichols

    Carter Nichols

    Capital MarketsCRD 7305200

  • Mario Habashy

    Mario Habashy

    Registered RepresentativeCRD 7665287

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
501 2nd St
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth