Hill Securities LLC

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
338653
Registered since
June 15, 2026

Firm profile

FINTRX

Overview

Hill Securities LLC is organized as a limited liability company and is listed as SEC-registered in 2026. Ownership is indicated as a mix of a domestic entity and an individual. The firm’s public profile is minimal: it is classified as unclassified in the available record and is not identified as a capital allocator. The record also flags that Hill Securities LLC does not position itself as an active ESG investor, is not a multistate adviser, and is not tied to pension consulting or a related-adviser structure. Public disclosures about the firm’s services, fee arrangements, advisory activities, client segmentation, or industry affiliations were not provided in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Patrick Shea

    Patrick Shea

    CEO & PresidentCRD 838154

Contacts

3 of 6
  • James Okun

    Managing PartnerCRD 6342214

  • Carter Nichols

    Carter Nichols

    Capital MarketsCRD 7305200

  • Mario Habashy

    Mario Habashy

    Registered RepresentativeCRD 7665287

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
501 2nd St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth