Harken Capital Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Scituate, Massachusetts
CRD number
163749
Registered since
October 22, 2012

Firm profile

FINTRX

Overview

Harken Capital Securities, LLC is organized as a limited liability company under individual ownership. The firm is classified as unclassified in the snapshot data and appears to be small and owner-managed; the brief disclosure shows no identification as a capital allocator and it does not list ESG investing as an active focus. The profile contains limited information about the firm’s business or advisory activities and does not report a client base, fee structure, or typical service offerings.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 6
  • Katherine Anderson

    Financial Operations PrincipalCRD 4723171

  • Frederick Malloy

    Frederick Malloy

    Co-Founder and Managing DirectorCRD 2521341

  • Donald Nelson

    Donald Nelson

    Co-Founder and Managing DirectorCRD 5309263

Unlock 3 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Scituate, MA

Plymouth

Location

Scituate, MA

Headquartered in Scituate, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Plymouth
Address
16 Ann Vinal Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth