Harken Capital Securities, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Scituate, Massachusetts
CRD number
163749
Registered since
October 22, 2012

Firm profile

FINTRX

Overview

Harken Capital Securities, LLC is organized as a limited liability company and has been registered with the SEC since 2012. The firm is individually owned and is listed in FINTRX as an "unclassified" adviser, with limited public detail about its advisory activities. Recorded attributes indicate it does not self-identify as a capital allocator, is not an active ESG investor, and is not designated as a multi-state or newly formed adviser. It is also not listed as a pension consultant or as a related adviser to another firm. The available data point to a relatively low public profile: FINTRX does not supply descriptive investment mandates, client types, or fee structures for the firm. That lack of disclosed investment preferences and operational detail suggests there is minimal reporting of client-facing advisory activity in the FINTRX dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 6
  • Katherine Anderson

    Financial Operations PrincipalCRD 4723171

  • Frederick Malloy

    Frederick Malloy

    Co-Founder and Managing DirectorCRD 2521341

  • Donald Nelson

    Donald Nelson

    Co-Founder and Managing DirectorCRD 5309263

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Scituate, MA

Plymouth

Location

Scituate, MA

Headquartered in Scituate, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Plymouth
Address
16 Ann Vinal Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth