Haitong International Securities (USA) Inc.

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
18
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
132201
Registered since
January 13, 2005

Firm profile

FINTRX

Overview

Haitong International Securities (USA) Inc. is a U.S.-incorporated corporation that FINTRX shows as registered with the SEC in 2005. Ownership is identified as foreign entity/individual, and the firm is categorized as unclassified in the dataset. The profile indicates it is not a capital allocator and is not flagged as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. FINTRX does not provide descriptive entries for the firm's advisory or business activities in the supplied record, so the dataset offers only basic regulatory and ownership metadata rather than a detailed statement of services or investment focus.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Yan Wu

    Deputy Chief Executive OfficerCRD 3120765

  • WeiLu Ye

    CEOCRD 7205185

  • Sean Forbes

    Sean Forbes

    President, Chief Compliance OfficerCRD 1554301

Contacts

3 of 15
  • Daniel Pyne

    Daniel Pyne

    Managing DirectorCRD 3019104

  • Sherman Guo

    DirectorCRD 5366311

  • Silvia Basilotta

    Silvia Basilotta

    Senior Managing DirectorCRD 1201948

Unlock 12 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
130 W 42nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth