Foreside Financial Services, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
359
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
148477
Registered since
April 2, 2009

Firm profile

FINTRX

Overview

Foreside Financial Services, LLC is organized as a limited liability company and is classified in the data set as an investment bank. The firm has been SEC-registered since 2009. Ownership is recorded as a combination of a domestic entity and individuals. The available metadata indicates the firm is not a capital allocator, does not identify as an active ESG investor, and is not listed as a multi-state adviser, pension consultant, or related adviser. The firm did not supply descriptive detail about its business lines, advisory activities, or external affiliations in the provided material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 12
  • Elizabeth Anth

    Elizabeth Anth

    Chief Compliance OfficerCRD 2942037

  • Yau Dun Lee-cotoia

    Yau Dun Lee-cotoia

    Chief Compliance OfficerCRD 6532968

  • Sylvester Marbey

    Sylvester Marbey

    Chief Compliance OfficerCRD 5419511

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Contacts

3 of 347
  • Anna Armstrong

    Anna Armstrong

    Private Wealth AnalystCRD 8137707

  • Sophie Purcell

    Sophie Purcell

    DirectorCRD 7935966

  • Marcia Pereira

    Marcia Pereira

    Senior Regional DirectorCRD 5055435

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth