First Ballantyne, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
125393
Registered since
May 20, 2003

Firm profile

FINTRX

Overview

First Ballantyne, LLC is organized as a limited liability company and is recorded as SEC-registered since 2003. The ownership is listed as individual rather than institutional or corporate, and the firm is categorized as "Unclassified" in FINTRX's snapshot. The profile in the dataset indicates the firm does not identify itself as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Publicly available FINTRX fields for this entity do not specify its advisory services, investment philosophy, client segments, or fee structure. That limited disclosure in the source material makes it difficult to characterize the firm’s product mix or typical client profile beyond its legal form and registration vintage.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Christopher Edwards

    CEO & Co-FounderCRD 2613607

  • John Team

    CFO & CCOCRD 4378014

Contacts

3 of 10
  • Michael Gilboy

    Michael Gilboy

    Municipal TraderCRD 4775480

  • Robert Perry

    Fixed Income SalesCRD 2398778

  • Scott Simons

    Scott Simons

    TraderCRD 4590163

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
13950 Ballantyne Corporate Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth