First Ballantyne, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
125393
Registered since
May 20, 2003

Firm profile

FINTRX

Overview

First Ballantyne, LLC is a limited liability company that has been registered with the SEC since 2003 and is owned by an individual. The firm’s public profile is sparse: it is classified as "unclassified" in the available snapshot and does not describe itself as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The firm has not disclosed its client base, fee structure, specific advisory activities, or broader business activities in the source data, which limits assessment of its market positioning or investment approach. There is no information provided about its activities or affiliations.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Christopher Edwards

    CEO & Co-FounderCRD 2613607

  • John Team

    CFO & CCOCRD 4378014

Contacts

3 of 11
  • Michael Gilboy

    Michael Gilboy

    Municipal TraderCRD 4775480

  • Timothy Goll

    AssociateCRD 5358886

  • Robert Perry

    Fixed Income SalesCRD 2398778

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
13950 Ballantyne Corporate Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth