Fin2

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
9
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
316863
Registered since
November 21, 2022

Firm profile

FINTRX

Overview

Fin2 is organized as a limited liability company. Public data lists its ownership as a combination of a domestic entity and an individual and classifies the firm as unclassified for reporting purposes. Several firm attributes are recorded as negative flags: it is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not a newly formed adviser, does not serve as a pension consultant, and has no related adviser designation. The firm has not provided descriptive information about its business model, advisory activities, fee structure, or client segments. Similarly, no materials describing its investments, manager allocations, or affiliations were supplied in the source data.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 9
  • Patrick Roach

    Principal Financial OfficerCRD 2296361

  • William Thatcher

    William Thatcher

    Registered RepresentativeCRD 2564782

  • Diane Canepa

    Diane Canepa

    Registered RepresentativeCRD 2371469

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
112 W 34th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth