EM Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
19
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
148257
Registered since
May 29, 2009

Firm profile

FINTRX

Overview

EM Securities LLC is organized as a limited liability company and is classified in the snapshot data as an investment bank. Ownership is indicated as a mix of domestic entities and individuals. The firm’s profile flags show it does not act as a capital allocator, is not identified as an active ESG investor, and is not listed as a pension consultant or related adviser. The snapshot provides little detail about the firm’s advisory services, fee model, or client segments, so its operating focus beyond the investment bank classification is unclear from available data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
C/O Caa Evolution
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth