Distribution Services, LLC

Broker-DealerFINRA MemberEst. 1990
Total AUM
Advisory reps
90
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
25938
Registered since
January 31, 1990

Firm profile

FINTRX

Overview

Distribution Services, LLC is organized as a limited liability company and has been SEC-registered since 1990. The firm is classified as a fund distributor rather than a capital allocator or advisory firm. Ownership is domestic and includes individual owners. Available filings indicate the firm does not present itself as an active ESG investor, and it is not designated as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The public record for the firm provides limited detail on client segments, fee arrangements, or specific business and advisory activities. The classification as a fund distributor suggests the firm's primary role is distribution and intermediary services for investment products rather than managing investment portfolios on a discretionary basis.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 6
  • Gordon Taylor

    Gordon Taylor

    Chief Compliance OfficerCRD 2990648

  • Lisa Zhu

    Lisa Zhu

    Chief Compliance Officer & DirectorCRD 7048352

  • Ali Meli

    Ali Meli

    CIO, FounderCRD 4835788

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Contacts

3 of 84
  • Kaitlyn Dowling

    Kaitlyn Dowling

    Internal Advisor ConsultantCRD 5977003

  • Wesley Driggers

    Wesley Driggers

    Director of ComplianceCRD 6267059

  • Jonathan Cusa

    Jonathan Cusa

    Senior Vice PresidentCRD 2974265

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth