Distribution Services, LLC

Broker-DealerFINRA MemberEst. 1990
Total AUM
Advisory reps
89
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
25938
Registered since
January 31, 1990

Firm profile

FINTRX

Overview

Distribution Services, LLC is organized as a limited liability company and is classified in FINTRX as a fund distributor rather than a capital allocator or discretionary asset manager. The firm has been SEC-registered since 1990 and is owned by a combination of a domestic entity and an individual. FINTRX does not list advisory activities, fee structure, or a client segmentation for the firm. The profile also notes that Distribution Services, LLC is not identified as a multi-state adviser, a pension consultant, a related adviser, or an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Deborah Djeu

    Deborah Djeu

    General Counsel & Chief Compliance OfficerCRD 2530202

  • Gordon Taylor

    Gordon Taylor

    Chief Compliance OfficerCRD 2990648

  • Susan La Fond

    Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

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Contacts

3 of 84
  • Patrick Dillon

    Patrick Dillon

    VP, Investor RelationsCRD 5791223

  • Sandra Holland

    Sandra Holland

    ConsultantCRD 5238372

  • Jacqueline Lyons

    Jacqueline Lyons

    Marketing ComplianceCRD 5291182

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth