Distribution Services, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 25938
- Registered since
- January 31, 1990
- Website
- www.umb.com
Firm profile
FINTRXOverview
Distribution Services, LLC is structured as a limited liability company that operates as a fund distributor rather than a portfolio manager or capital allocator. The firm is owned through a combination of a domestic entity and individual ownership. Public disclosures indicate it does not position itself as an investment adviser, pension consultant, or related adviser, and it is not identified as an active ESG investor. The FINTRX snapshot provides limited descriptive detail about day-to-day business lines or advisory offerings. The available attributes point to a firm focused on distribution activities rather than on direct asset management or advisory relationships.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Deborah Djeu
General Counsel & Chief Compliance OfficerCRD 2530202

Gordon Taylor
Chief Compliance OfficerCRD 2990648

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 87
Patrick Dillon
VP, Investor RelationsCRD 5791223

Jacqueline Lyons
Marketing ComplianceCRD 5291182
Christopher Pieretti
Investment AdvisorCRD 4292362
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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