Distribution Services, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 25938
- Registered since
- January 31, 1990
- Website
- www.umb.com
Firm profile
FINTRXOverview
Distribution Services, LLC is organized as a limited liability company and has been registered with the SEC since 1990. Publicly available profile fields classify the firm as "Unclassified" and list ownership as a combination of a domestic entity and an individual. The firm does not present itself as a capital allocator and is not identified as an active ESG investor. It is also not flagged as a multi-state adviser in the dataset. Disclosure of the firm's business lines, fee schedules, client segments, and specific advisory activities is minimal in the source data, so there is little publicly reported detail about the services or target client types Distribution Services, LLC provides.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Lisa Zhu
Chief Compliance Officer & DirectorCRD 7048352

Ali Meli
CIO, FounderCRD 4835788

Kelly Whetstone
Chief Compliance Officer and Associate General CounselCRD 5380134
Contacts
3 of 82
Wesley Driggers
Director of ComplianceCRD 6267059

Jonathan Cusa
Senior Vice PresidentCRD 2974265

Anthony Purdue
ETF SpecialistCRD 8088340
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Quasar Distributors, LLC
Broker-DealerPortland, ME
Sterling Capital Distributors, LLC
Broker-DealerPortland, ME
Northern Funds Distributors, LLC
Broker-DealerPortland, ME
Funds Distributor, LLC
Broker-DealerPortland, ME
MGI Funds Distributors, LLC
Broker-DealerPortland, ME
Perpetual Americas Funds Distributors, LLC
Broker-DealerPortland, ME