Distribution Services, LLC

Broker-DealerFINRA MemberEst. 1990
Total AUM
Advisory reps
91
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
25938
Registered since
January 31, 1990

Firm profile

FINTRX

Overview

Distribution Services, LLC is organized as a limited liability company and has been SEC-registered since 1990. Publicly available snapshot data lists the owner type as a domestic entity/individual and classifies the firm as "Unclassified." The firm has not provided details about its client segments, fee schedules, specific advisory activities, or business lines. The snapshot flags several negative indicators: it is not identified as a capital allocator, is not active on ESG, is not a multi-state adviser per the snapshot, and is not designated as a pension consultant or related adviser. The firm has declined to supply information about its activities and affiliations, so there is limited visibility into how it sources or manages client relationships, what investment strategies it pursues, or whether it uses third-party managers.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • Gordon Taylor

    Gordon Taylor

    Chief Compliance OfficerCRD 2990648

  • Lisa Zhu

    Lisa Zhu

    Chief Compliance Officer & DirectorCRD 7048352

  • Ali Meli

    Ali Meli

    CIO, FounderCRD 4835788

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Contacts

3 of 85
  • Kaitlyn Dowling

    Kaitlyn Dowling

    Internal Advisor ConsultantCRD 5977003

  • Wesley Driggers

    Wesley Driggers

    Director of ComplianceCRD 6267059

  • Jonathan Cusa

    Jonathan Cusa

    Senior Vice PresidentCRD 2974265

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

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Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth