Distribution Services, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 25938
- Registered since
- January 31, 1990
- Website
- www.umb.com
Firm profile
FINTRXOverview
Distribution Services, LLC is organized as a limited liability company and has been SEC-registered since 1990. The firm is classified as a fund distributor rather than a capital allocator or advisory firm. Ownership is domestic and includes individual owners. Available filings indicate the firm does not present itself as an active ESG investor, and it is not designated as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The public record for the firm provides limited detail on client segments, fee arrangements, or specific business and advisory activities. The classification as a fund distributor suggests the firm's primary role is distribution and intermediary services for investment products rather than managing investment portfolios on a discretionary basis.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 6
Gordon Taylor
Chief Compliance OfficerCRD 2990648

Lisa Zhu
Chief Compliance Officer & DirectorCRD 7048352

Ali Meli
CIO, FounderCRD 4835788
Contacts
3 of 84
Kaitlyn Dowling
Internal Advisor ConsultantCRD 5977003

Wesley Driggers
Director of ComplianceCRD 6267059

Jonathan Cusa
Senior Vice PresidentCRD 2974265
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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