Distribution Services, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 25938
- Registered since
- January 31, 1990
- Website
- www.umb.com
Firm profile
FINTRXOverview
Distribution Services, LLC is organized as a limited liability company and is classified in FINTRX as a fund distributor rather than a capital allocator or discretionary asset manager. The firm has been SEC-registered since 1990 and is owned by a combination of a domestic entity and an individual. FINTRX does not list advisory activities, fee structure, or a client segmentation for the firm. The profile also notes that Distribution Services, LLC is not identified as a multi-state adviser, a pension consultant, a related adviser, or an active ESG investor.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Deborah Djeu
General Counsel & Chief Compliance OfficerCRD 2530202

Gordon Taylor
Chief Compliance OfficerCRD 2990648

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 84
Patrick Dillon
VP, Investor RelationsCRD 5791223

Sandra Holland
ConsultantCRD 5238372

Jacqueline Lyons
Marketing ComplianceCRD 5291182
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Sterling Capital Distributors, LLC
Broker-DealerPortland, ME
Foreside Fund Services, LLC
Broker-DealerPortland, ME
Imst Distributors, LLC
Broker-DealerPortland, ME
Northern Funds Distributors, LLC
Broker-DealerPortland, ME
Parnassus Funds Distributor, LLC
Broker-DealerPortland, ME
Perpetual Americas Funds Distributors, LLC
Broker-DealerPortland, ME