Direct Realty Securities, Inc.

Broker-DealerFINRA MemberEst. 2014
Total AUM
—
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Westlake Village, California
CRD number
168435
Registered since
July 3, 2014

Firm profile

FINTRX

Overview

Direct Realty Securities, Inc. is recorded as a corporation that registered with the SEC in 2014 and is owned by an individual. The FINTRX entry classifies the firm as unclassified and flags it as not acting as a capital allocator. The record indicates the firm is not an active ESG investor, is not registered as a multi-state adviser, is not newly formed, and does not identify as a pension consultant or related adviser. Public disclosures in the FINTRX profile are sparse: fields for client base, fee structure, business activities, and advisory activities are not populated. That leaves limited visibility into the firm’s target clients, service model, or investment focus beyond the high-level attributes noted above.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • I Kerner

    CEO and PresidentCRD 1389985

Contacts

1 of 1
  • Steven Thornton

    Steven Thornton

    PresidentCRD 4496384

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Westlake Village, CA

Ventura

Location

Westlake Village, CA

Headquartered in Westlake Village, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Ventura
Address
5743 Corsa Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth