Penserra Securities, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
44
Avg account
$0

Firm details

Headquarters
Orinda, California
CRD number
145994
Registered since
April 30, 2008

Firm profile

FINTRX

Overview

Penserra Securities, LLC is organized as a limited liability company and is registered with the SEC since 2008. The firm is classified as an investment bank rather than an asset manager or capital allocator. Available records do not list advisory activities, a fee schedule, or a client base, and the firm is not identified as an active ESG investor or as a multi-state adviser. Ownership is recorded as domestic entity and individual. The combination of its investment bank classification and the absence of reported advisory or AUM activity suggests Penserra operates primarily in broker-dealer or investment-banking roles (transactional and capital markets work) rather than managing discretionary portfolios for retail or institutional clients.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Anthony Castelli

    Anthony Castelli

    Chief Compliance OfficerCRD 4409925

  • Jorge Madrigal

    Jorge Madrigal

    Founder and Chief Executive OfficerCRD 3204950

  • Lee Geiger

    Lee Geiger

    Chief Compliance OfficerCRD 1552293

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Contacts

3 of 39
  • Thomas Sanders

    Thomas Sanders

    Equity TraderCRD 1197876

  • Tatyana Grishanina

    Tatyana Grishanina

    Operations AnalystCRD 7652907

  • Mark Peterson

    Mark Peterson

    Senior Vice PresidentCRD 5680160

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Orinda, CA

Contra Costa

Location

Orinda, CA

Headquartered in Orinda, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Contra Costa
Address
4 Orinda Way
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth