Mutual Securities, Inc.

Broker-DealerFINRA MemberEst. 1982
Total AUM
—
Advisory reps
194
Avg account
$0

Firm details

Headquarters
Westlake Village, California
CRD number
13092
Registered since
December 7, 1982

Firm profile

FINTRX

Overview

Mutual Securities, Inc. is organized as a corporation and is recorded as SEC-registered since 1982. Public-facing classification is listed as “Unclassified.” Ownership is described as a mix of a domestic entity and an individual. Available registry fields indicate the firm is not a capital allocator, does not position itself as an active ESG investor, and is not identified as a pension consultant or related adviser. The registrant-provided fields do not include granular descriptions of advisory services, business activities, or fee arrangements. The firm is also flagged as not a multi-state adviser in the supplied snapshot.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 14
  • Nicholas Damiani

    Nicholas Damiani

    Chief Administrative OfficerCRD 5669491

  • Michael Munekata

    Michael Munekata

    Chief Compliance OfficerCRD 5800154

  • Nicholas Holmes

    Nicholas Holmes

    Chief Compliance OfficerCRD 5334025

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Contacts

3 of 180
  • John Orr

    John Orr

    Managing DirectorCRD 5642020

  • Chris Tremble

    Senior Team ManagerCRD 5711104

  • Tyler Schultz

    Tyler Schultz

    Financial ConsultantCRD 5762290

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Westlake Village, CA

Ventura

Location

Westlake Village, CA

Headquartered in Westlake Village, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Ventura
Address
2625 Townsgate Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth