Mutual Securities, Inc.

Broker-DealerFINRA MemberEst. 1982
Total AUM
Advisory reps
189
Avg account
$0

Firm details

Headquarters
Westlake Village, California
CRD number
13092
Registered since
December 7, 1982

Firm profile

FINTRX

Overview

Mutual Securities, Inc. is organized as a corporation and has been SEC-registered since 1982. The ownership is listed as a domestic entity and individual. The firm is classified as unclassified in the source data. The dataset indicates the firm is not a capital allocator and is not an active ESG investor. It is not reported as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. The firm did not provide details on its business activities, advisory offerings, fee structure, or client segments in the supplied data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 13
  • Michael Munekata

    Michael Munekata

    Chief Compliance OfficerCRD 5800154

  • Rachel Posner

    Rachel Posner

    Chief Compliance OfficerCRD 3275176

  • Nicholas Loring

    Nicholas Loring

    CEO and Managing PartnerCRD 5974514

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Contacts

3 of 176
  • Evan Barrett

    Evan Barrett

    Investment Advisor RepresentativeCRD 5480678

  • Nicholas Hopwood

    Nicholas Hopwood

    ​President and FounderCRD 4237515

  • Lindsay Stout

    Lindsay Stout

    Financial ConsultantCRD 6946763

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Westlake Village, CA

Ventura

Location

Westlake Village, CA

Headquartered in Westlake Village, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Ventura
Address
2625 Townsgate Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth