Mutual Securities, Inc.

Broker-DealerFINRA MemberEst. 1982
Total AUM
Advisory reps
189
Avg account
$0

Firm details

Headquarters
Westlake Village, California
CRD number
13092
Registered since
December 7, 1982

Firm profile

FINTRX

Overview

Mutual Securities, Inc. is recorded in FINTRX as a corporation that has been SEC-registered since 1982. The firm is identified as owned by a domestic entity and an individual and is classified in the database as "Unclassified." Available entries indicate Mutual Securities is not registered or flagged as a capital allocator, not an active ESG investor, and not a pension consultant; it is also marked as not being a multi-state adviser and not newly formed. FINTRX contains no descriptive entries for the firm's business activities, advisory services, client types, or fee structure.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 13
  • Nicholas Damiani

    Nicholas Damiani

    Chief Administrative OfficerCRD 5669491

  • Michael Munekata

    Michael Munekata

    Chief Compliance OfficerCRD 5800154

  • Nicholas Holmes

    Nicholas Holmes

    Chief Compliance OfficerCRD 5334025

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Contacts

3 of 176
  • John Orr

    John Orr

    Managing DirectorCRD 5642020

  • Chris Tremble

    Senior Team ManagerCRD 5711104

  • Tyler Schultz

    Tyler Schultz

    Financial ConsultantCRD 5762290

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Westlake Village, CA

Ventura

Location

Westlake Village, CA

Headquartered in Westlake Village, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Ventura
Address
2625 Townsgate Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth