Mutual Securities, Inc.

Broker-DealerFINRA MemberEst. 1982
Total AUM
Advisory reps
188
Avg account
$0

Firm details

Headquarters
Camarillo, California
CRD number
13092
Registered since
December 7, 1982

Firm profile

FINTRX

Overview

Mutual Securities, Inc. is a corporation that has been registered with the SEC since 1982. Ownership is listed as a mix of a domestic entity and an individual. Public filings classify the firm as unclassified and show it is not positioned as a capital allocator; it does not report being an active ESG investor. Several typical fields that describe a firm’s advisory focus, fee model and client segments are not populated in the available data. The record does not indicate multi-state adviser status, pension-consulting activity, or relationships to other registered advisers. Because the firm’s business and advisory activities are not listed, its primary market positioning and service model must be inferred from other items such as its office footprint rather than from a stated product or client focus.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 14
  • Michael Munekata

    Michael Munekata

    Chief Compliance OfficerCRD 5800154

  • Rachel Posner

    Rachel Posner

    Chief Compliance OfficerCRD 3275176

  • Nicholas Loring

    Nicholas Loring

    CEO and Managing PartnerCRD 5974514

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Contacts

3 of 174
  • Evan Barrett

    Evan Barrett

    Investment Advisor RepresentativeCRD 5480678

  • Nicholas Hopwood

    Nicholas Hopwood

    ​President and FounderCRD 4237515

  • Lindsay Stout

    Lindsay Stout

    Financial ConsultantCRD 6946763

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Camarillo, CA

Ventura

Location

Camarillo, CA

Headquartered in Camarillo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Ventura
Address
807 Camarillo Springs Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth