Rincon Securities Group LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Westlake Village, California
CRD number
305718
Registered since
June 23, 2020

Firm profile

FINTRX

Overview

Rincon Securities Group LLC is organized as a limited liability company and is SEC-registered (registration year listed as 2020). Ownership is shown as an individual owner and the firm is classified as "Unclassified" in the source data. The record indicates the firm is not a capital allocator, is not designated as an active ESG investor, is not a multi-state adviser, and is not identified as a pension consultant or related adviser. The firm did not provide descriptive disclosures about its client base, fee structure, core business activities, or specific advisory services in the dataset, so publicly available detail on its target clients or business model is limited.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Tad Dahlke

    PresidentCRD 2581451

  • Ian Smith

    CCOCRD 6050210

  • Harold Hermelee

    Harold Hermelee

    Senior Managing DirectorCRD 1555279

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Westlake Village, CA

Ventura

Location

Westlake Village, CA

Headquartered in Westlake Village, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Ventura
Address
3027 Townsgate Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth