Rincon Securities Group LLC
Firm details
- Headquarters
- Westlake Village, California
- CRD number
- 305718
- Registered since
- June 23, 2020
Firm profile
FINTRXOverview
Rincon Securities Group LLC is a limited liability company that registered with the SEC in 2020 and is owned by an individual proprietor. Public filings classify the firm as unclassified and indicate it does not act as a capital allocator. The registry data also flags that the firm is not identified as an active ESG investor, is not designated a multi-state adviser, is not listed as a newly formed adviser, and does not serve as a pension consultant or related adviser. The firm has provided minimal detail about its business lines, client types, fee schedule, or advisory activities in available records. There are no disclosed affiliations, industry awards, or stated investment focuses in the public snapshot.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 4Tad Dahlke
PresidentCRD 2581451
Ian Smith
CCOCRD 6050210

Susan Sloat
Sales AssistantCRD 2235716
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Westlake Village, CA
Ventura
Location
Westlake Village, CA
Headquartered in Westlake Village, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Ventura
- Address
- 3027 Townsgate Rd
- Time zone
- PT (UTC-8)
- Office locations
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