Rincon Securities Group LLC
Firm details
- Headquarters
- Westlake Village, California
- CRD number
- 305718
- Registered since
- June 23, 2020
Firm profile
FINTRXOverview
Rincon Securities Group LLC is organized as a limited liability company and is SEC-registered (registration year listed as 2020). Ownership is shown as an individual owner and the firm is classified as "Unclassified" in the source data. The record indicates the firm is not a capital allocator, is not designated as an active ESG investor, is not a multi-state adviser, and is not identified as a pension consultant or related adviser. The firm did not provide descriptive disclosures about its client base, fee structure, core business activities, or specific advisory services in the dataset, so publicly available detail on its target clients or business model is limited.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 3Tad Dahlke
PresidentCRD 2581451
Ian Smith
CCOCRD 6050210

Harold Hermelee
Senior Managing DirectorCRD 1555279
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Westlake Village, CA
Ventura
Location
Westlake Village, CA
Headquartered in Westlake Village, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Ventura
- Address
- 3027 Townsgate Rd
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
Galt Financial Group, Inc.
Broker-DealerWestlake Village, CA
Direct Realty Securities, Inc.
Broker-DealerWestlake Village, CA
Farmers Financial Solutions, LLC
Broker-DealerWestlake Village, CA
Mutual Securities, Inc.
Broker-DealerWestlake Village, CA
BG Worldwide Securities, Inc.
Broker-DealerWestlake Village, CA
Mainspring Capital Management, LLC
Broker-DealerPasadena, CA