RINCON SECURITIES GROUP LLC
Firm details
- Headquarters
- WESTLAKE VILLAGE, California
- CRD number
- 305718
- Registered since
- June 23, 2020
Firm profile
FINTRXOverview
Rincon Securities Group LLC is an SEC-registered limited liability company that first registered with the SEC in 2020 and is owned by an individual. The firm is listed as unclassified in the available data and is not identified as a capital allocator. Public records indicate it does not position itself as an active ESG investor, is not registered as a multi-state adviser, and is not described as a pension consultant or related adviser. The firm has not provided public detail on its advisory activities, investment strategy, client types, fee structure, or other business activities. FINTRX and related records likewise do not disclose any manager allocation preferences, portfolio construction approach, or specific asset classes the firm emphasizes. Available entries show minimal public footprint: there is no reported AUM or client information disclosed in the profile. Because the firm has offered limited public disclosures, third-party research or direct contact would be required to learn about its service model, target clients, and how it implements investments.
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 4TAD DAHLKE
PresidentCRD 2581451
IAN SMITH
CCOCRD 6050210
SUSAN SLOAT
Sales AssistantCRD 2235716
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
WESTLAKE VILLAGE, CA
VENTURA
Location
WESTLAKE VILLAGE, CA
Headquartered in WESTLAKE VILLAGE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- VENTURA
- Address
- 3027 Townsgate Rd
- Time zone
- PT (UTC-8)
- Office locations
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