Rincon Securities Group LLC
Firm details
- Headquarters
- Westlake Village, California
- CRD number
- 305718
- Registered since
- June 23, 2020
Firm profile
FINTRXOverview
Rincon Securities Group LLC is organized as a limited liability company and is listed as individually owned. FINTRX places the firm in an "Unclassified" category and indicates it is not a capital allocator. The record also flags that the firm is not identified as an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser. Key fields such as fee structure, client base, business activities, and advisory activities are not disclosed in the available profile.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 4
Harold Hermelee
Senior Managing DirectorCRD 1555279

Susan Sloat
Sales AssistantCRD 2235716
Tad Dahlke
PresidentCRD 2581451
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Westlake Village, CA
Ventura
Location
Westlake Village, CA
Headquartered in Westlake Village, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Ventura
- Address
- 3027 Townsgate Rd
- Time zone
- PT (UTC-8)
- Office locations
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