Rincon Securities Group LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Westlake Village, California
CRD number
305718
Registered since
June 23, 2020

Firm profile

FINTRX

Overview

Rincon Securities Group LLC is organized as a limited liability company and is listed as individually owned. FINTRX places the firm in an "Unclassified" category and indicates it is not a capital allocator. The record also flags that the firm is not identified as an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser. Key fields such as fee structure, client base, business activities, and advisory activities are not disclosed in the available profile.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Harold Hermelee

    Harold Hermelee

    Senior Managing DirectorCRD 1555279

  • Susan Sloat

    Susan Sloat

    Sales AssistantCRD 2235716

  • Tad Dahlke

    PresidentCRD 2581451

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Westlake Village, CA

Ventura

Location

Westlake Village, CA

Headquartered in Westlake Village, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Ventura
Address
3027 Townsgate Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth