Rincon Securities Group LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Westlake Village, California
CRD number
305718
Registered since
June 23, 2020

Firm profile

FINTRX

Overview

Rincon Securities Group LLC is registered with the SEC (registration year 2020) as a limited liability company owned by an individual. FINTRX classifies the firm as "Unclassified" and indicates it is not a capital allocator. The record flags several negative attributes: the firm is not identified as an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser to another registered entity. FINTRX does not supply details on client segments, fee schedules, specific advisory or business activities, or affiliations. The available disclosure is limited to entity type, registration year, ownership structure, and a small set of categorical flags rather than a substantive description of services or investment approach.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Harold Hermelee

    Harold Hermelee

    Senior Managing DirectorCRD 1555279

  • Susan Sloat

    Susan Sloat

    Sales AssistantCRD 2235716

  • Tad Dahlke

    PresidentCRD 2581451

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Westlake Village, CA

Ventura

Location

Westlake Village, CA

Headquartered in Westlake Village, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Ventura
Address
3027 Townsgate Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth