Rincon Securities Group LLC
Firm details
- Headquarters
- Westlake Village, California
- CRD number
- 305718
- Registered since
- June 23, 2020
Firm profile
FINTRXOverview
Rincon Securities Group LLC is registered with the SEC (registration year 2020) as a limited liability company owned by an individual. FINTRX classifies the firm as "Unclassified" and indicates it is not a capital allocator. The record flags several negative attributes: the firm is not identified as an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser to another registered entity. FINTRX does not supply details on client segments, fee schedules, specific advisory or business activities, or affiliations. The available disclosure is limited to entity type, registration year, ownership structure, and a small set of categorical flags rather than a substantive description of services or investment approach.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 4
Harold Hermelee
Senior Managing DirectorCRD 1555279

Susan Sloat
Sales AssistantCRD 2235716
Tad Dahlke
PresidentCRD 2581451
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Westlake Village, CA
Ventura
Location
Westlake Village, CA
Headquartered in Westlake Village, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Ventura
- Address
- 3027 Townsgate Rd
- Time zone
- PT (UTC-8)
- Office locations
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