Deutsche Bank Securities Inc.

Broker-DealerFINRA MemberEst. 1973
Total AUM
—
Accounts
0
Employees
1,743
Advisory reps
1,967
Brokerage reps
1,195
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
2525
Registered since
November 12, 1973
Website
www.db.com
Fee structure
Other

Firm profile

FINTRX

Overview

Deutsche Bank Securities Inc. is the broker-dealer and futures commission merchant arm operating under a corporate structure and registered with the SEC since the 1970s. It is classified as an investment bank and performs a mix of trading, execution and sponsor/management roles rather than acting primarily as a capital allocator. The firm is active on ESG matters and holds multiple industry registrations and functions — including broker-dealer activities, a registered security-based swap dealer, CPO/CTA roles, futures commission merchant, and relationships with banking and trust entities. It also sponsors and serves as GP or managing member of pooled investment vehicles, indicating involvement in creating or servicing private investment structures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 19
  • Tiberio Massaro

    CFOCRD 1847137

  • Jonathan Hummel

    Jonathan Hummel

    Chief Risk OfficerCRD 3271307

  • Pamela Feddeler

    Pamela Feddeler

    Chief Operating OfficerCRD 4134627

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Contacts

3 of 1948
  • Robert Mckay

    Robert Mckay

    Financial Services ProfessionalCRD 5121180

  • Kristen Mace

    Assistant Vice PresidentCRD 5121787

  • Brian Barclay

    Brian Barclay

    DirectorCRD 5153355

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 261

Active vs passive

$2.3B in ETFs

Passive

97%

$2.2B

Active

1%

$62.3M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE MSCI EMERGING MARKETS ETF (IEMG)BlackRockPassiveDiversified Emerging Mkts$233M2,811,96910.10%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1 Columbus Cir
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth