DEUTSCHE BANK SECURITIES INC.

Broker-DealerFINRA MemberEst. 1973

Total AUM

—

Accounts

0

Employees

1,743

Advisory reps

1,892

Brokerage reps

1,195

Avg account

$0

Firm details

Headquarters: New York, New York
CRD number: 2525
Registered since: November 12, 1973
Website: www.db.com
Fee structure: Other

Firm profile

FINTRX

Overview

Deutsche Bank Securities Inc. operates as an investment bank and broker-dealer with futures commission merchant (FCM) activities. The entity is SEC-registered since 1973 and is organized as a corporation. It is identified as a related adviser within the broader firm structure rather than an independent capital allocator. The firm reports engaging with ESG criteria in its investment approach and lists a fee structure categorized as “other.” Its regulatory and industry roles extend beyond broker-dealer and FCM duties to include registrations and sponsorship roles tied to pooled vehicles and swap-related activity.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 23

PETER HOOPER
Chief EconomistCRD 4482636
Cristiano Avenia
Chief Information Security OfficerCRD 7783701
Matthew Fratianni
Chief Compliance OfficerCRD 7400729

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Contacts

3 of 1869

JEFFREY LEACH
Managing DirectorCRD 5806481
PHILIP CHICKERING
AnalystCRD 4978065
Jeny Pak
Investment Banking AnalystCRD 7924568

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 267

Active vs passive

$2.3B in ETFs

Passive

97%

$2.2B

Active

2%

$65.8M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR S&P 500 ETF TRUST (SPY)	State Street	Passive	Large Blend	$239M	368,233	10.55%

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Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: NEW YORK
Address: 1 Columbus Cir
Time zone: ET (UTC-5)
Office locations

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