Commonwealth Pharma Securities

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Marshfield, Massachusetts
CRD number
121990
Registered since
January 8, 2003

Firm profile

FINTRX

Overview

Commonwealth Pharma Securities is organized as a limited liability company and appears on the SEC register dating back to 2003. FINTRX classifies the firm as unclassified and indicates individual ownership, which suggests a single principal or small ownership group rather than a corporate parent. The publicly available record contains very little detail about the firm's client segments, fee schedule or day-to-day advisory activities. FINTRX flags the firm as not being a capital allocator and not operating as a multi-state adviser. It is also marked as not an active ESG investor and not a pension consultant. Those attributes point to a modest or narrowly scoped advisory footprint, but the record does not describe specific client types, service models or fiduciary arrangements.

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Peter Flynn

    FinOpCRD 2655124

  • Jonathan Thomas

    Registered RepresentativeCRD 1374060

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Marshfield, MA

Plymouth

Location

Marshfield, MA

Headquartered in Marshfield, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Plymouth
Address
2016 Ocean St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth