Cohen & Company Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
107
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
149758
Registered since
June 18, 2009

Firm profile

FINTRX

Overview

Cohen & Company Securities, LLC is organized as a limited liability company that is classified as an investment bank. The available records indicate the firm operates more as a capital markets or investment banking entity rather than as an asset manager or advisory practice. Ownership is listed as a mix of a domestic entity and individual ownership. The firm does not identify itself as a capital allocator and does not report activity as an ESG investor, pension consultant, related adviser, multi-state adviser, or a newly formed adviser. Public information provided about its business activities, client base, fee structure, and advisory services is minimal.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 7
  • Andrew Davilman

    Chief Operating Officer, Asset Management ServicesCRD 2006234

  • Stephan Burklin

    Stephan Burklin

    Chief Operating OfficerCRD 1808970

  • Katharine Vacca

    Katharine Vacca

    Chief Compliance OfficerCRD 1821586

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Contacts

3 of 100
  • Theodore Soltau

    Theodore Soltau

    Managing DirectorCRD 1162333

  • Michael Stevens

    Managing DirectorCRD 1220861

  • Joseph Ryan

    Joseph Ryan

    Institutional SalesCRD 1383945

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
3 Columbus Cir
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth