Cohen & Company Securities, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
—
Advisory reps
105
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
149758
Registered since
June 18, 2009

Firm profile

FINTRX

Overview

Cohen & Company Securities, LLC is a limited liability company that has been registered with the SEC since 2009 and is classified in the available data as an investment bank. Ownership is listed as a combination of a domestic entity and an individual. The firm does not appear to act as a capital allocator and is not identified as an active ESG investor. The profile data also indicates it is not registered as a multi-state adviser, is not a pension consultant, and is not recorded as a related adviser. The source material provides minimal detail about the firm's client segments, fee arrangements, specific business lines, or advisory activities. Available attributes focus on regulatory and organizational status rather than investment strategies or client-facing offerings.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 7
  • Andrew Davilman

    Chief Operating Officer, Asset Management ServicesCRD 2006234

  • Stephan Burklin

    Stephan Burklin

    Chief Operating OfficerCRD 1808970

  • Katharine Vacca

    Katharine Vacca

    Chief Compliance OfficerCRD 1821586

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Contacts

3 of 98
  • Theodore Soltau

    Theodore Soltau

    Managing DirectorCRD 1162333

  • Michael Stevens

    Managing DirectorCRD 1220861

  • Joseph Ryan

    Joseph Ryan

    Institutional SalesCRD 1383945

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
3 Columbus Cir
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth