Chardan Capital Markets LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 120128
- Registered since
- July 2, 2002
- Website
- www.chardan.com
Firm profile
FINTRXOverview
Chardan Capital Markets LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm has been SEC-registered since 2002 and is owned by a combination of a domestic entity and an individual. Available records do not characterize the firm as a capital allocator or a multi-state investment adviser, and it is not identified as an active ESG investor, pension consultant, or related adviser. FINTRX does not list advisory or manager-allocation activities for Chardan, suggesting its public profile centers on investment-banking functions rather than acting as a discretionary manager for private clients.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4
Dwight Southwick
Managing Director, Chief Compliance OfficerCRD 1353036

Steven Urbach
Co-Founder and CEOCRD 4137317
Emily Levine
Chief Commercial OfficerCRD 4682609
Contacts
3 of 43
Michael Marrone
FinOpCRD 4859949

Ronald Glickman
Managing Director, Business DevelopmentCRD 874546

Guy Barudin
Investment BankingCRD 1751409
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1 Pennsylvania Plz
- Time zone
- ET (UTC-5)
- Office locations
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