CHARDAN CAPITAL MARKETS LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
46
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
120128
Registered since
July 2, 2002

Firm profile

FINTRX

Overview

Chardan Capital Markets LLC is a limited liability company that has been SEC-registered since 2002 and is classified as an investment bank. The ownership is noted as a mix of domestic entity and individual ownership. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. Registry attributes in the source indicate it is not designated as a multi-state investment adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • EMILY LEVINE

    Chief Commercial OfficerCRD 4682609

  • STEVEN URBACH

    Co-Founder and CEOCRD 4137317

  • DWIGHT SOUTHWICK

    Managing Director, Chief Compliance OfficerCRD 1353036

Contacts

3 of 43
  • Vasili Papanastasiou

    Senior Equity Research AnalystCRD 8198002

  • Steven Klupt

    Research AssociateCRD 8004584

  • SHAI GERSON

    Managing PartnerCRD 4489738

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1 Pennsylvania Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth