DBS Vickers Securities (USA) Inc.

Broker-DealerFINRA MemberEst. 1994
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
35691
Registered since
March 31, 1994

Firm profile

FINTRX

Overview

DBS Vickers Securities (USA) Inc. is registered as a corporation and has been SEC-registered since 1994. The firm is identified as being owned by a foreign entity and an individual. FINTRX classifies the firm as Unclassified and records it as not acting as a capital allocator. It is not listed as an active ESG investor, not a multi-state adviser, not newly formed, and not a pension consultant or related adviser. Public filings and the FINTRX snapshot contain limited detail about the firm's advisory or business activities; the dataset does not include a breakdown of client types, fee schedules, or specific advisory services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Azure Collins-Anderson

    Azure Collins-Anderson

    CoordinatorCRD 7445385

Contacts

3 of 6
  • Michael Marrone

    Michael Marrone

    FinOpCRD 4859949

  • Sanjay Grewal

    SVPCRD 1758528

  • Elaine Yu

    Managing DirectorCRD 2246528

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
777 3rd Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth