Rabo Securities USA, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
189
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
122657
Registered since
February 12, 2003

Firm profile

FINTRX

Overview

Rabo Securities USA, Inc. is organized as a corporation and is classified in the data as an investment bank. The firm is listed as owned by a domestic entity and an individual. It is not identified as a capital allocator and is not flagged as an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The firm has not disclosed further detail about its specific business activities, advisory services, or affiliations in the provided record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Christopher Kittel

    Christopher Kittel

    Chief Compliance OfficerCRD 2718043

  • Vaughn Swartz

    Vaughn Swartz

    Chief Compliance OfficerCRD 2929774

  • Nader Pasdar

    Nader Pasdar

    CEOCRD 4702711

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Contacts

3 of 184
  • Molly Zuniga

    Molly Zuniga

    Registered RepresentativeCRD 6660554

  • Andrea Martens

    Andrea Martens

    Vice PresidentCRD 1187593

  • Sandra Andersen

    Vice PresidentCRD 1418915

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
151 W 42nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth