CC Securities, LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
153523
Registered since
April 19, 2011

Firm profile

FINTRX

Overview

CC Securities, LLC is organized as a limited liability company and is classified in the data set as an investment bank. The firm appears to operate more on the capital markets / transactional side of the business rather than as a capital allocator or discretionary asset manager: FINTRX flags it as not a capital allocator and not an active ESG investor. The record shows SEC registration in 2011 and lists the owner type as a domestic entity and individual. It is not identified as a multi-state adviser, a pension consultant, or a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Margaret Gavlik

    Margaret Gavlik

    Chief Compliance OfficerCRD 1175128

  • Deborah Smith

    Deborah Smith

    Co-Founder and CEOCRD 4429184

Contacts

3 of 9
  • Robert Miranda

    Robert Miranda

    Registered RepresentativeCRD 6126099

  • Lisa Beeson

    Lisa Beeson

    PrincipalCRD 1735489

  • John Gauthier

    John Gauthier

    PrincipalCRD 4921009

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
3 Landmark Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth