Capitala Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
304095
Registered since
March 4, 2020

Firm profile

FINTRX

Overview

Capitala Securities, LLC is organized as a limited liability company and is classified in available records as an investment bank. The entity is part of the broader Capitala platform, which positions itself as a private-capital provider focused on small and mid-market companies across North America. The platform does not identify as an active ESG investor. The group emphasizes direct financing solutions rather than serving as an allocator to outside managers. Public-facing details about client types, fee schedules, and advisory activities for this specific entity are not provided in the source material.

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Joseph Alala

    Joseph Alala

    Founder & CEOCRD 6029964

  • Rommel Cosio

    Rommel Cosio

    Chief Compliance OfficerCRD 2017788

Contacts

3 of 5
  • Steven Thornton

    Steven Thornton

    FinOpCRD 4496384

  • Christine Alala

    Christine Alala

    Presiden, DirectorCRD 5723934

  • Benjamin Neugebauer

    Benjamin Neugebauer

    AssociateCRD 7268126

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
4201 Congress St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth