Capitala Securities, LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
304095
Registered since
March 4, 2020

Firm profile

FINTRX

Overview

Capitala Securities, LLC is an LLC-type firm registered with the SEC in 2020 and classified as an investment bank. The snapshot data indicates it does not operate as a capital allocator or a multi-state registered investment adviser and is not flagged as an active ESG investor. Context provided under the Capitala name describes a group that has focused on private credit and private equity for lower- and middle-market companies since 1998. That broader Capitala activity emphasizes flexible, creative financing solutions—partnering with management teams to support growth through strategic and operational engagement and having deployed more than $2.2B into small businesses.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Joseph Alala

    Joseph Alala

    Founder & Chief Exceutive OfficerCRD 6029964

  • Rommel Cosio

    Rommel Cosio

    Chief Compliance OfficerCRD 2017788

Contacts

3 of 5
  • Joshua Schools

    Joshua Schools

    AssociateCRD 7521673

  • Christine Alala

    Christine Alala

    Presiden, DirectorCRD 5723934

  • Steven Thornton

    Steven Thornton

    PresidentCRD 4496384

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
4201 Congress St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth