Capitala Securities, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 304095
- Registered since
- March 4, 2020
- Website
- www.capitalagroup.com
Firm profile
FINTRXOverview
Capitala Securities, LLC is an LLC-type firm registered with the SEC in 2020 and classified as an investment bank. The snapshot data indicates it does not operate as a capital allocator or a multi-state registered investment adviser and is not flagged as an active ESG investor. Context provided under the Capitala name describes a group that has focused on private credit and private equity for lower- and middle-market companies since 1998. That broader Capitala activity emphasizes flexible, creative financing solutions—partnering with management teams to support growth through strategic and operational engagement and having deployed more than $2.2B into small businesses.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Joseph Alala
Founder & Chief Exceutive OfficerCRD 6029964

Rommel Cosio
Chief Compliance OfficerCRD 2017788
Contacts
3 of 5
Joshua Schools
AssociateCRD 7521673

Christine Alala
Presiden, DirectorCRD 5723934

Steven Thornton
PresidentCRD 4496384
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 4201 Congress St
- Time zone
- ET (UTC-5)
- Office locations
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