Candeal Securities, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
—
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Stuyvesant, New York
CRD number
173523
Registered since
May 3, 2016

Firm profile

FINTRX

Overview

Candeal Securities, LLC is a limited liability company that appears on FINTRX as an SEC-registered adviser since 2016. The record identifies ownership as a mix of a domestic entity and an individual and classifies the firm as “unclassified,” indicating FINTRX does not assign it to a more specific advisory cohort. The profile does not include descriptions of core business activities, advisory services, or fee schedules. FINTRX flags show Candeal Securities is not a capital allocator and is not an active ESG investor. The firm is not listed as a multi-state adviser, not identified as a pension consultant, and is not recorded as a related adviser to another entity. Those flags suggest a narrow set of regulatory/activity attributes in the database rather than a detailed investment mandate.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Patrick Harris

    Chief Compliance OfficerCRD 5748909

Contacts

1 of 1
  • Kathleen Camisa

    FinOpCRD 3239619

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stuyvesant, NY

Columbia

Location

Stuyvesant, NY

Headquartered in Stuyvesant, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Columbia
Address
396 Schoolhouse Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth