Brookwood Securities Partners, LLC
Firm details
- Headquarters
- Beverly, Massachusetts
- CRD number
- 35187
- Registered since
- December 3, 1993
- Website
- www.brookwoodfinancial.com
Firm profile
FINTRXOverview
Brookwood Securities Partners, LLC is organized as a limited liability company and has been SEC-registered since 1993. The firm is classified in the dataset as a placement agent rather than a discretionary asset manager or capital allocator, which indicates its primary role is intermediary work—sourcing investors or facilitating private placements—rather than managing client investment portfolios. Ownership is listed as a combination of a domestic entity and an individual. The dataset flags several operational characteristics: the firm is not identified as a capital allocator, not active on ESG mandates, not registered as a multi-state adviser, and it is not a pension consultant or a related adviser. Those attributes are consistent with a firm focused on placement and intermediary activity rather than comprehensive advisory or fiduciary services.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Thomas Trkla
Chairman and Chief Executive OfficerCRD 1238366

Ericka Ayles
Senior Managing Director and Chief Financial OfficerCRD 6530897
Contacts
3 of 7
Philip Dicarlo
Managing DirectorCRD 1208948
Marcia Strouss
Managing Director, Associate General CounselCRD 1365779

Bradley Root
Managing DirectorCRD 2185648
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Beverly, MA
Essex
Location
Beverly, MA
Headquartered in Beverly, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Essex
- Address
- 138 Conant St
- Time zone
- ET (UTC-5)
- Office locations
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