Brookwood Securities Partners, LLC

Broker-DealerFINRA MemberEst. 1993
Total AUM
—
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Beverly, Massachusetts
CRD number
35187
Registered since
December 3, 1993

Firm profile

FINTRX

Overview

Brookwood Securities Partners, LLC is organized as a limited liability company and has been SEC-registered since 1993. The firm is classified in the dataset as a placement agent rather than a discretionary asset manager or capital allocator, which indicates its primary role is intermediary work—sourcing investors or facilitating private placements—rather than managing client investment portfolios. Ownership is listed as a combination of a domestic entity and an individual. The dataset flags several operational characteristics: the firm is not identified as a capital allocator, not active on ESG mandates, not registered as a multi-state adviser, and it is not a pension consultant or a related adviser. Those attributes are consistent with a firm focused on placement and intermediary activity rather than comprehensive advisory or fiduciary services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Thomas Trkla

    Thomas Trkla

    Chairman and Chief Executive OfficerCRD 1238366

  • Ericka Ayles

    Ericka Ayles

    Senior Managing Director and Chief Financial OfficerCRD 6530897

Contacts

3 of 7
  • Philip Dicarlo

    Philip Dicarlo

    Managing DirectorCRD 1208948

  • Marcia Strouss

    Marcia Strouss

    Managing Director, Associate General CounselCRD 1365779

  • Bradley Root

    Bradley Root

    Managing DirectorCRD 2185648

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Beverly, MA

Essex

Location

Beverly, MA

Headquartered in Beverly, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Essex
Address
138 Conant St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth