Brookwood Securities Partners, LLC

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Beverly, Massachusetts
CRD number
35187
Registered since
December 3, 1993

Firm profile

FINTRX

Overview

Brookwood Securities Partners, LLC is organized as a limited liability company and is registered as a placement agent. The firm’s registration dates back to 1993. Ownership is indicated as a domestic entity and individual combination. Brookwood does not identify itself as a capital allocator and is not flagged as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. As a placement agent, the firm’s role is intermediary-focused rather than portfolio management—facilitating capital raises for sponsors or issuers rather than serving as a discretionary asset manager for end clients. The firm did not provide additional detail on advisory services, fee schedules, or client segments.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Thomas Trkla

    Thomas Trkla

    Chairman and Chief Executive OfficerCRD 1238366

  • Ericka Ayles

    Ericka Ayles

    Senior Managing Director and Chief Financial OfficerCRD 6530897

Contacts

3 of 7
  • Philip Dicarlo

    Philip Dicarlo

    Managing DirectorCRD 1208948

  • Marcia Strouss

    Marcia Strouss

    Managing Director, Associate General CounselCRD 1365779

  • Bradley Root

    Bradley Root

    Managing DirectorCRD 2185648

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Beverly, MA

Essex

Location

Beverly, MA

Headquartered in Beverly, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Essex
Address
138 Conant St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth