BROCK SECURITIES LLC

Overview

Brock Securities LLC is organized as a limited liability company and is classified in public records as an investment bank. The firm is shown as having an SEC registration year of 2003 and ownership described as a combination of a domestic entity and an individual. The public snapshot frames Brock Securities more as a transactional/intermediary firm than as a discretionary asset manager: it is marked as not being a capital allocator and is not identified as an active ESG investor. The record also indicates the firm is not registered as a multi-state adviser and is not listed as a pension consultant or related adviser.

Assets & Accounts

Location & Offices