BofA Securities, Inc.

Overview

BofA Securities, Inc. is organized as a corporation and operates primarily as an investment bank and broker-dealer with futures commission merchant (FCM) capabilities. The firm is SEC-registered (since 2018) and is reported as having related advisory entities rather than functioning as a traditional independent registered investment adviser that manages client portfolios directly. Its recorded advisory activity is limited to publication of periodicals or newsletters. Regulatory and industry affiliations include broker-dealer, registered security‑based swap dealer, futures commission merchant, and banking or thrift institution. The firm is not identified as a capital allocator and is not listed as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices