BNY Mellon Capital Markets, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
183
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
17454
Registered since
May 29, 1986

Firm profile

FINTRX

Overview

BNY Mellon Capital Markets, LLC is organized as a limited liability company and is classified as an investment bank that operates in capital markets. The firm is identified as neither a capital allocator nor an active ESG investor, and the profile indicates it does not present itself as a multi-state advisory or pension consulting practice. Ownership is listed as domestic entity and individual; no advisory fee schedules or client-facing advisory activities are provided in the source data. The available information and the absence of reported clients and fee structure suggest the entity functions on the institutional/capital-markets side of the business rather than as a traditional retail or wealth-advisory RIA.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Stephen Duffany

    Chief Financial OfficerCRD 2535640

  • Eric David

    Eric David

    COOCRD 3132045

  • Sindy Aprigliano

    COOCRD 3215411

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Contacts

3 of 178
  • Brian Escobedo

    Brian Escobedo

    Senior Vice PresidentCRD 5147695

  • Bryan Evans

    Bryan Evans

    Vice PresidentCRD 4171021

  • Sergio Bordenabe

    Sergio Bordenabe

    Vice President, Fixed IncomeCRD 1786060

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 310

Active vs passive

$17.7B in ETFs

Passive

99%

$17.5B

Active

1%

$213M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$3.4B7,385,36418.92%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
240 Greenwich St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth