BNY Mellon Capital Markets, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 17454
- Registered since
- May 29, 1986
- Website
- www.bny.com
Firm profile
FINTRXOverview
BNY Mellon Capital Markets, LLC is organized as a limited liability company and is classified as an investment bank that operates in capital markets. The firm is identified as neither a capital allocator nor an active ESG investor, and the profile indicates it does not present itself as a multi-state advisory or pension consulting practice. Ownership is listed as domestic entity and individual; no advisory fee schedules or client-facing advisory activities are provided in the source data. The available information and the absence of reported clients and fee structure suggest the entity functions on the institutional/capital-markets side of the business rather than as a traditional retail or wealth-advisory RIA.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5Stephen Duffany
Chief Financial OfficerCRD 2535640

Eric David
COOCRD 3132045
Sindy Aprigliano
COOCRD 3215411
Contacts
3 of 178
Brian Escobedo
Senior Vice PresidentCRD 5147695
Bryan Evans
Vice PresidentCRD 4171021

Sergio Bordenabe
Vice President, Fixed IncomeCRD 1786060
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 310Active vs passive
$17.7B in ETFs
99%
$17.5B
1%
$213M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $3.4B | 7,385,364 | 18.92% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 240 Greenwich St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Kiwoom Securities (USA) Inc.
Broker-DealerNew York, NY
Robotti Securities, LLC
Broker-DealerNew York, NY
Moelis & Company LLC
Broker-DealerNew York, NY
Morgan Stanley Distribution, Inc.
Broker-DealerNew York, NY
Rencap Securities, Inc.
Broker-DealerNew York, NY
Coady Diemar Partners, LLC
Broker-DealerNew York, NY