BNY Mellon Capital Markets, LLC

Broker-DealerFINRA MemberEst. 1986

Total AUM

—

Advisory reps

182

Avg account

$0

Firm details

Headquarters: New York, New York
CRD number: 17454
Registered since: May 29, 1986
Website: www.bny.com

Firm profile

FINTRX

Overview

BNY Mellon Capital Markets, LLC is organized as a limited liability company and is classified in the FINTRX data as an investment bank. The firm has been SEC-registered since 1986. FINTRX flags the entity as not acting as a capital allocator and not operating as a multi-state registered investment adviser; it is also not identified as an active ESG investor, pension consultant, related adviser, or newly formed adviser in the dataset.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 4

Stephen Duffany
Chief Financial OfficerCRD 2535640
Eric David
COOCRD 3132045
Sindy Aprigliano
COOCRD 3215411

Unlock 1 more executives →

Contacts

3 of 178

Brian Escobedo
Senior Vice PresidentCRD 5147695
Bryan Evans
Vice PresidentCRD 4171021
Sergio Bordenabe
Vice President, Fixed IncomeCRD 1786060

Unlock 175 more contacts →

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 609

Active vs passive

$35.4B in ETFs

Passive

99%

$35B

Active

1%

$389M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P 500 ETF (IVV)	BlackRock	Passive	Large Blend	$3.4B	7,385,364	9.48%

Unlock additional holdings →

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: New York
Address: 240 Greenwich St
Time zone: ET (UTC-5)
Office locations

Similar firms

Icbc Standard Securities Inc.

New York, NY

Nylife Securities LLC

New York, NY

AUM —REPS 8983

Brendan E. Cryan and Company, L.L.C.

New York, NY

T3 Trading Group, LLC

New York, NY

AUM —REPS 163

Rabo Securities USA, Inc.

New York, NY

AUM —REPS 181

DBS Vickers Securities (USA) Inc.

New York, NY

More Broker-Dealers in New York →All New York Broker-Dealers →