Babcock & Brown Securities LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Cos Cob, Connecticut
CRD number
169440
Registered since
August 20, 2014

Firm profile

FINTRX

Overview

Babcock & Brown Securities LLC is an SEC-registered limited liability company that has been registered since 2014 and is classified as an investment bank. Ownership is listed as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and does not report itself as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Public-facing details about its client mix, fee schedules, specific business lines, and advisory services were not included in the provided snapshot.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Mary Cohane

    Mary Cohane

    CFOCRD 5626669

  • Joonho Lee

    CCO and CFOCRD 2900218

Contacts

3 of 8
  • Curran Reilly

    Curran Reilly

    Senior AssociateCRD 6827890

  • Robert Flavell

    Robert Flavell

    Senior ConsultantCRD 7808726

  • John Morello

    John Morello

    Senior AnalystCRD 3098454

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Cos Cob, CT

Fairfield

Location

Cos Cob, CT

Headquartered in Cos Cob, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
29 River Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth