Babcock & Brown Securities LLC
Firm details
- Headquarters
- Cos Cob, Connecticut
- CRD number
- 169440
- Registered since
- August 20, 2014
- Website
- www.babcockandbrown.com
Firm profile
FINTRXOverview
Babcock & Brown Securities LLC is organized as a limited liability company and is registered with the SEC (registration year 2014). FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser. Ownership is indicated as a mix of a domestic entity and an individual. The firm's profile does not characterize it as a capital allocator and it does not report active ESG investing activity or multi-state advisory operations.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Joonho Lee
CCO and CFOCRD 2900218
Mary Cohane
CFOCRD 5626669
Contacts
3 of 8
Michael Morgan
OwnerCRD 3176778
John Morello
Senior AnalystCRD 3098454
Laurence Mosse
Senior ConsultantCRD 6618793
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Cos Cob, CT
Fairfield
Location
Cos Cob, CT
Headquartered in Cos Cob, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 29 River Rd
- Time zone
- ET (UTC-5)
- Office locations
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