Babcock & Brown Securities LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Cos Cob, Connecticut
CRD number
169440
Registered since
August 20, 2014

Firm profile

FINTRX

Overview

Babcock & Brown Securities LLC is organized as a limited liability company and is classified in the source data as an investment bank. The firm registered with the SEC in 2014 and is held by domestic and individual owners. According to the available snapshot, it does not operate as a capital allocator, is not identified as an active ESG investor, and is not listed as a multi-state or newly formed adviser. The profile does not include descriptions of advisory services, client segments, fee schedules, or specific business activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Mary Cohane

    Mary Cohane

    CFOCRD 5626669

  • Joonho Lee

    CCO and CFOCRD 2900218

Contacts

3 of 8
  • Curran Reilly

    Curran Reilly

    Senior AssociateCRD 6827890

  • Robert Flavell

    Robert Flavell

    Senior ConsultantCRD 7808726

  • John Morello

    John Morello

    Senior AnalystCRD 3098454

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Cos Cob, CT

Fairfield

Location

Cos Cob, CT

Headquartered in Cos Cob, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
29 River Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth