ASL Capital Markets Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
43
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
286115
Registered since
June 22, 2017
Website
aslcap.com

Firm profile

FINTRX

Overview

ASL Capital Markets Inc. is organized as a corporation whose ownership is listed as a combination of a domestic entity and an individual. The firm's internal classification is recorded as unclassified. Available filings provide only a narrow set of administrative details. The firm is not identified as a capital allocator, is not flagged as an active ESG investor and is not listed as a multistate adviser, newly formed adviser, pension consultant, or related adviser. The source does not disclose the firm's business activities, advisory services, client base, fee structure or investment approach, so there is no basis in the record to describe its strategies, sector focus, model portfolios or typical client profiles.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Robert Tuite

    Chief Financial OfficerCRD 2862493

Contacts

3 of 42
  • Joseph Ilardi

    Joseph Ilardi

    TraderCRD 1195505

  • Boris Borozan

    Managing PartnerCRD 1306011

  • James Levenson

    James Levenson

    Managing DirectorCRD 1526632

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
600 Summer St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth