ASL Capital Markets Inc.

Broker-DealerFINRA MemberEst. 2017
Total AUM
—
Advisory reps
41
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
286115
Registered since
June 22, 2017
Website
aslcap.com

Firm profile

FINTRX

Overview

ASL Capital Markets Inc. is organized as a corporation and registered with the SEC in 2017. Ownership is listed as a combination of a domestic entity and an individual, and the firm is categorized as unclassified in the available records. The profile shows limited disclosure about the company's services and investment approach: business activities and advisory activities are not reported in the source data. Regulatory and operational flags in the record indicate the firm is not identified as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser. It is also not marked as a newly formed adviser, a pension consultant, or a related adviser. Those attributes suggest a narrow public footprint in standard adviser categories, but the absence of detailed activity descriptions makes its client focus and investment philosophy unclear.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Robert Tuite

    Chief Financial OfficerCRD 2862493

Contacts

3 of 40
  • Joseph Ilardi

    Joseph Ilardi

    TraderCRD 1195505

  • Boris Borozan

    Managing PartnerCRD 1306011

  • James Levenson

    James Levenson

    Managing DirectorCRD 1526632

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
600 Summer St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth