ADP Broker-Dealer, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
887
Avg account
$0

Firm details

Headquarters
Roseland, New Jersey
CRD number
37693
Registered since
March 29, 1995

Firm profile

FINTRX

Overview

ADP Broker-Dealer, Inc. is organized as a corporation with ownership identified as a domestic entity and individual. Publicly available snapshot data classifies the firm as "unclassified" and provides limited detail on its business model or client focus. The record indicates the firm is not designated as a capital allocator, is not an active ESG investor, and is not listed as a multi-state or newly formed adviser; it is also not identified as a pension consultant or a related adviser. Disclosure around specific advisory activities, fee arrangements, or target client segments is minimal, so there is little public detail about how the entity sources or services clientele beyond its corporate status.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Juanita Hanley

    Juanita Hanley

    Chief Compliance OfficerCRD 5217439

Contacts

3 of 886
  • Joseph Dudek

    Joseph Dudek

    Investment Consultant IICRD 5204159

  • Philip Auerbach

    Philip Auerbach

    Registered RepresentativeCRD 4203261

  • Kristofer Lachapel

    Client Services ManagerCRD 6932939

Unlock 883 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Roseland, NJ

Essex

Location

Roseland, NJ

Headquartered in Roseland, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Essex
Address
1 Adp Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth