Cavu Securities LLC

Broker-DealerFINRA MemberEst. 1975
Total AUM
Advisory reps
21
Avg account
$0

Firm details

Headquarters
Red Bank, New Jersey
CRD number
6906
Registered since
August 22, 1975

Firm profile

FINTRX

Overview

Cavu Securities LLC is organized as a limited liability company and has been registered with the SEC since 1975. The firm’s regulatory profile in the data set is sparse: it is classified as unclassified, is not identified as a capital allocator, and is not flagged as an active ESG investor, multi-state adviser, pension consultant, or related adviser. The record does not include descriptions of the firm’s advisory activities, investment preferences, or client segments.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Gregory Parsons

    Gregory Parsons

    CEOCRD 3148868

  • Lewis Goldman

    Founder & Chief Executive OfficerCRD 1357745

  • Christopher Matchett

    Chief Executive OfficerCRD 2454977

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Contacts

3 of 17
  • Therese Taylor

    Sales RepresentativeCRD 4059650

  • Thomas Raimondi

    Thomas Raimondi

    Senior Managing DirectorCRD 1834178

  • Christopher McMillan

    Christopher McMillan

    Senior Managing DirectorCRD 5801332

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Red Bank, NJ

Monmouth

Location

Red Bank, NJ

Headquartered in Red Bank, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Monmouth
Address
331 Newman Springs Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth